Trac Asset Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TRAC Asset Management provides investment advisory services to individuals (including high‑net‑worth clients) as well as institutions, trusts, estates, corporations and other business entities, offering portfolio management, investment recommendations and related planning support. Services are offered on both discretionary and non‑discretionary bases, and the firm will refer clients to other professionals when clients’ needs fall outside its current offerings.
The firm constructs tailored portfolios and model allocations using a mix of equities, mutual funds, ETFs, fixed income, options (primarily for hedging) and alternative investments, drawing on fundamental, technical and cyclical analysis. TRAC emphasizes client consent in non‑discretionary accounts and performs periodic rebalancing with prior client approval for non‑discretionary relationships; as of December 31, 2025, it reported roughly $48.8 million in non‑discretionary assets versus about $8.7 million in discretionary assets.
Notable differences from many peers include an affiliation with insurance and other TRAC‑branded financial firms—advisers may offer incidental insurance or related products while informing clients they are under no obligation to use affiliates—and a stated practice of providing portfolio management for institutional clients. The firm also hosts no‑cost educational seminars and workshops for clients and prospects, a service less commonly offered by independent advisors.
Client services
Expertise
Fee options
$0 - $1,000,000: 2.05% $1,000,001 - $2,000,000: 1.80% $2,000,001 - $4,000,000: 1.55% $4,000,001 - $5,000,000: 1.30% $5,000,001+: 1.05%
Account minimum: $100,000 Minimum fee: $1,000 minimum annual fee (negotiable) Fee-only: Fee-only compensation; no commissions or asset-based sales charges received by advisors
Main office
2021 Midwest, Suite 200
Oak Brook IL 60523
Advisors at this office
1
Most active in
Arizona · Florida · Illinois · Ohio · Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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