TRAC Wealth Management, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$11,539,537
Clients
157
Advisors
1
of 1 employees
About
TRAC Wealth Management, Inc. is a small, independent registered investment adviser serving individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, and estates. The firm provides discretionary portfolio management, retirement plan consulting, occasional assistance with 529 plans at no charge, and acts as a co-adviser with an online advice platform (Plan Confidence™) for defined contribution plan participants.
The firm customizes advice using onboarding questionnaires and periodic consultations, constructs diversified portfolios, and monitors and rebalances accounts on an ongoing basis under discretionary authority when engaged. Its stated investment methods range from long-term and short-term equity strategies to technical/charting and cyclical analysis, and it may employ more active techniques—including short sales, margin, option writing, and frequent trading—when deemed suitable; it also uses sub-advisors for certain separately managed account mandates and conducts periodic due diligence on those managers.
With roughly $14.7 million in assets under management across about 157 clients (most assets managed on a discretionary basis), the practice combines retail wealth management with employer-plan advisory services and an internet-based co-advisory relationship that includes automated billing through third-party processors. The firm discloses that its principal holds an active insurance license and may earn commission-based compensation for insurance sales, and it documents those and other potential conflicts of interest in its disclosure materials.
Client services
Expertise
Fee options
$0+: 0.25% - 1.00% $0+: 0.10% - 1.00%
Commission-based compensation earned by certain IARs for selling insurance products; separate from advisory fees.
Plan Confidence™ service fees vary by asset level, e.g., $30/month for $1-$50,000 Advice Only; $30 plus 0.72% for Advice + Trading at $1-$50,000, with tiers increasing up to $1,750,000; $2,000,001+ call for quote. One-time setup fee of $99.
Main office
3750 W Main Street, Suite 142
Norman OK 73072
Advisors at this office
1
Most active in
Oklahoma · Texas
Also doing business as
Trac Advisor Group, Inc. · Trac Wealth Management, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)