Trademark Financial Management, LLC
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About
Trademark Financial Management provides personalized investment advisory services to individuals, retirement and profit‑sharing plans, trusts, estates, charitable organizations, corporations, and, occasionally, other registered investment advisers. The firm offers ongoing portfolio management on a discretionary basis as well as one‑time consulting engagements and multiple service models, including a TAMP and a direct management program.
Trademark employs a tactical asset allocation approach supported by fundamental and technical analysis and may use quantitative modeling and proprietary portfolio tools to inform asset selection. It typically implements strategies through mutual funds, ETFs and insurance products, with occasional recommendations of private placements or hedge funds for eligible clients, and conducts at least quarterly portfolio reviews.
The firm operates with a small advisory team while overseeing roughly $293 million in discretionary assets and 458 client relationships, resulting in an unusually high number of clients and assets per advisor relative to similar supported firms. Its brochure discloses formal promoter/referral arrangements (including named promoters and fee‑sharing with those promoters) and affiliations with other advisory and financial planning entities, as well as office‑sharing with a related planning firm—features that are less common among peers.
Client services
Expertise
Fee options
Fixed fees or retainer fees for consulting services based on estimated hours
$0 - $50,000: 1.20% $50,001 - $200,000: 1.00% $200,001 - $400,000: 0.80% $400,001 - $1,000,000: 0.60% $1,000,001 - $2,000,000: 0.50% $2,000,001+: 0.44%
$175 per hour for consulting services
Account minimum: $50,000 Fee-only: Consulting services at $175 per hour; may also offer fixed fees or retainers based on estimated hours
Main office
7825 Washington Ave South, 410
Bloomington MN 55439
Advisors at this office
2
Most active in
Arizona · California · Minnesota · Oregon · Texas · Utah · Washington
Also doing business as
Brightpoint Planning · Trademark Financial Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Samuel G
Series 65
Bloomington, MN
Trademark Financial Management, LLC
Samuel Glubka is a financial advisor at Trademark Financial Management, LLC with a Series 65 credential and one year of industry experience. His prior roles include positions at Carlson Capital Management, LLC, LoCorr Funds, and The Bulldog Fund LLC. He also spent four years at the University of Minnesota Duluth Labovitz School of Business & Economics. Trademark Financial Management provides personalized investment advisory services to individuals, retirement and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other registered investment advisers. The firm uses a tactical asset allocation approach supported by fundamental and technical analysis and offers multiple service models, including portfolio management and consulting engagements.
Mark C
CFA®, Series 63, Series 65
Bloomington, MN
Trademark Financial Management, LLC
Mark Carlton is a CFA® charterholder with 20 years of experience in the financial advisory industry. He has been with Trademark Financial Management, LLC since 2000 and previously worked at O'Brien and Associates, Inc. from 2019 to 2020. Trademark Financial Management serves individual investors, retirement plans, trusts, estates, charitable organizations, corporations, and other registered investment advisers. The firm employs a tactical asset allocation approach using proprietary portfolio models and both fundamental and technical analysis to manage discretionary and non-discretionary accounts.
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