TradeUp Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TradeUP Wealth Management offers fully discretionary portfolio management to individual U.S. clients through online model portfolios composed mainly of exchange‑listed stocks and ETFs, with approximately 10% of assets held in ETFs’ underlying bond exposure and a small cash buffer. Clients must execute the firm’s advisory and affiliated brokerage agreements and meet a $10,000 account minimum; as of the brochure date the firm reported no regulatory assets under management and is transitioning its primary registration from the SEC to the New York State regulator.
The firm constructs and maintains model portfolios using computer‑based models and in‑house investment team oversight, applying growth and dividend‑income strategies and automated rebalancing via its Website and internal software tools. TradeUP discloses model, software and cybersecurity risks, and notes operational limits such as fractional‑share transfer constraints and reliance on algorithmic processes and data inputs.
TradeUP is corporate‑ly integrated with a fintech group—organized under Tiger Fintech Holdings—and is affiliated with an SEC‑registered broker‑dealer custodian and other trading and crypto‑related affiliates; trades are executed exclusively through the affiliated broker‑dealer. The brochure highlights related conflicts of interest (payment‑for‑order‑flow, securities lending and cash‑sweep revenue) and describes mitigation and oversight measures, and it also notes that the adviser does not act as a private fund manager or select other advisers for clients.
Client services
Expertise
Fee options
1% annually, billed monthly, calculated daily
Account minimum: $10,000
Main office
437 Madison Ave., 27th Floor
New York NY 10022
Advisors at this office
3
Most active in
California · Florida · New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Mengyu L
CFA®, Series 63
New York, NY
TradeUp Wealth Management, Inc.
Mengyu Lan is a CFA® charterholder with 11 years of industry experience. Currently with TradeUp Wealth Management, Inc., Lan has previous experience at firms including US Tiger Securities Inc, Haitong International Securities (USA) Inc., Canadian Solar, and China International Capital Corp. TradeUp Wealth Management offers fully discretionary portfolio management to individual U.S. clients using online model portfolios focused on exchange-listed stocks and ETFs. The firm employs computer-based models and in-house oversight to implement growth and dividend-income strategies with automated rebalancing.
Guanwu Y
CFA®, Series 66, Series 63
New York, NY
TradeUp Wealth Management, Inc.
Guanwu Ye is a CFA® charterholder and holds Series 66 and Series 63 licenses, with 11 years of industry experience. He is currently with TradeUp Wealth Management, Inc., where he has worked since 2024. His previous roles include positions at AIME Capital Markets LLC, TradeUp Securities, Inc., US Tiger Securities, Inc., CICC US Securities, Inc., CLSA Americas, LLC, and Ariston Wealth Management, L.P. TradeUp Wealth Management provides fully discretionary portfolio management to individual U.S. clients through online model portfolios primarily composed of exchange-listed stocks and ETFs. The firm uses computer-based models and internal investment team oversight to apply growth and dividend-income strategies with automated rebalancing.
Lei H
CFA®
New York, NY
TradeUp Wealth Management, Inc.
Lei Huang is a CFA® charterholder with 16 years of industry experience. He is currently affiliated with TradeUp Wealth Management, Inc., where he has worked since 2024. His prior experience includes roles at TradeUp Securities Inc., US Tiger Securities, Inc., Haitong Securities USA LLC, Haitong International Securities (USA) Inc., and CICC Alpha Investment Management (USA), LLC. TradeUp Wealth Management provides fully discretionary portfolio management to individual U.S. clients through online model portfolios primarily composed of exchange-listed stocks and ETFs. The firm employs computer-based models combined with in-house oversight to implement growth and dividend-income strategies with automated rebalancing.
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