A complete list of active advisors currently associated with Tradewinds Capital Management, LLC

Warmer can help you find a great advisor at Tradewinds Capital Management, LLC or one who fits your needs even better.

Tradewinds Capital Management serves a broad mix of individual clients (including high‑net‑worth individuals), retirement plans, trusts, estates and charitable organizations, offering discretionary and non‑discretionary portfolio management, stand‑alone financial planning and retirement plan consulting. The firm also provides services for “held‑away” accounts (401(k)s, 403(b)s, annuities and 529 plans) through a third‑party Pontera platform when clients request management of outside assets. The firm offers three distinct management styles — a quantitative, momentum‑driven tactical approach; a hybrid core/passive with tactical overlay approach; and a broadly diversified, low‑turnover passive style — and implements these strategies using mutual funds and ETFs while treating cash as an asset class. Tradewinds discloses the use of AI tools to support its advisory work under an internal AI policy, and states that all AI output is reviewed by human advisers before decisions are made. Compared with peers, Tradewinds is notable for its scale relative to team size: it reports approximately $727 million in AUM and 2,224 clients served by eight advisors, resulting in an unusually high client‑per‑advisor ratio. The firm’s use of the Pontera held‑away platform, its formal AI governance, the range of management styles offered, and a team holding several advanced industry credentials (CFP®, CFA®, ChFC®, AIF®, CASL®, AEP®) distinguish its operating model among similarly sized advisory teams.

To learn more about the advisors currently working at Tradewinds Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.