A complete list of active advisors currently associated with Tradewinds Investment Advisors, LLC

Warmer can help you find a great advisor at Tradewinds Investment Advisors, LLC or one who fits your needs even better.

Tradewinds Investment Advisors, LLC provides separate-account investment management primarily to individuals and individual trusts and states it is seeking to serve institutional investors including corporations, pension and profit-sharing plans, 401(k) plans, foundations, endowments, and estates. The firm manages assets using publicly traded equities, fixed income, mutual funds, ETFs, ETNs and options in trading-only accounts and is registered with Kansas and Minnesota. Portfolios are constructed around client-specific factors such as age, purpose of the funds, risk tolerance, income and withdrawal needs, with an emphasis on asset allocation and diversification (the adviser identifies a typical equity holding range of 20–30 names). The investment process combines fundamental analysis for security selection with technical analysis for trade timing, and the adviser accepts limited discretionary authority to trade on clients’ behalf. Compared with many solo independent advisers, Tradewinds explicitly offers and is pursuing institutional portfolio management despite its modest scale (about $2.34 million in assets across eight client accounts as of year-end 2025). The firm also documents several formal controls — a $25,000 surety bond, $1,000,000 professional liability insurance, pre‑clearance and reporting for personal trades, a proxy‑voting policy, and the use of Charles Schwab Advisor Services for custody and execution — that distinguish its operational practices from many peers.

To learn more about the advisors currently working at Tradewinds Investment Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Mark Ferguson	Eudora, KS	12

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