A complete list of active advisors currently associated with TradeWinds Wealth Management

Warmer can help you find a great advisor at TradeWinds Wealth Management or one who fits your needs even better.

TradeWinds Wealth Management provides discretionary investment management along with financial planning, retirement and estate planning, and tax consulting to individuals, high‑net‑worth clients, foundations, employer‑sponsored retirement plans, charitable organizations, institutions, trusts and estates. The firm typically custodizes individual accounts at Charles Schwab and also serves as the investment manager to a private pooled hedge fund. The firm’s investment process is systematic and quantitative with a technical, trend‑based orientation, offering a range of strategies from diversified ETF and mutual fund allocations to concentrated, rotational and tactical equity approaches; it also offers a tax‑managed direct indexing option through a third‑party sub‑advisor. TradeWinds manages retail accounts on a discretionary basis and notes that the hedge fund can employ more sophisticated tools and trading techniques in accordance with its offering documents. Noteworthy distinctions include acting as adviser and sponsor to a private pooled investment vehicle with an affiliated general partner, operating side‑by‑side management where the fund is subject to performance‑based arrangements while most retail accounts are not, and using a separate prime broker for the fund. The brochure discloses the firm’s use of an unaffiliated sub‑advisor for certain strategies, explains related conflicts of interest, and highlights that proxy‑voting is handled differently for the hedge fund than for individual investment management clients.

To learn more about the advisors currently working at TradeWinds Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.