Las Vegas, NV Spencer St. Office

Team
Updated today
Transamerica Financial Advisors logo

Transamerica Financial Advisors

Enterprise

Firm-wide stats for Transamerica Financial Advisors

Total advisors

1,122

Across 279 offices

Clients per advisor

38 Very Low

Avg AUM per client

$48,577 Very Low

HNW client ratio

3% Low

About

Transamerica Financial Advisors serves a broad client base that includes individual investors (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers both advisory and broker‑dealer services: fee‑based wrap programs and model portfolios (TFA365, Transamerica ONE, Transamerica ALPHA), access to third‑party money managers, and commission‑based insurance and brokerage products.

TFA delivers advice through a mix of proprietary model suites (including Transamerica I‑Series) and a range of third‑party model managers, with program choices that can be discretionary (managed on clients’ behalf) or non‑discretionary depending on the platform and manager. As of December 31, 2025, TFA reported roughly $1.66 billion in discretionary AUM and $443.5 million in non‑discretionary AUM, and client relationships are reviewed at least annually with program‑specific trading and custodial arrangements.

Compared with many large enterprise advisers, TFA is distinctive in operating concurrently as a registered broker‑dealer and as an RIA and in maintaining affiliated retirement and recordkeeping entities (e.g., Transamerica Retirement Solutions and related affiliates) that support plan clients. The firm also offers securities‑backed lending and a bank deposit sweep as platform features with disclosed revenue‑sharing arrangements, and it has been subject to SEC and FINRA enforcement settlements in the past decade related to share‑class disclosures, model issues, and supervisory matters.

Based on Transamerica Financial Advisors

Expertise

ESG / Sustainable investing Concentrated stock management Wealth management

Based on Transamerica Financial Advisors

Occupation focus

Founder/Business Owner

Based on Transamerica Financial Advisors

Location

6570 Spencer St. #110

Las Vegas NV 89119

Advisors at this office

7

Advisors at this office

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Clarizcel P

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Clarizcel Perez is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 licenses with 12 years of industry experience. She has worked at multiple organizations, including Mindoula Health and Boys Town, where she serves as an in-home family consultant supporting at-risk youth and their families. Perez has been with Transamerica Financial Advisors and affiliated firms since 2013. Transamerica Financial Advisors serves a broad client base including individual investors, pension plans, trusts, and corporations, offering both advisory and broker-dealer services with a mix of proprietary and third-party investment models.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
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Jonathan K

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Jonathan Kim is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 licenses. He has prior experience as a real estate agent with Keller Williams VIP Properties, Compass, and Coldwell Banker Residential. Outside of advisory work, he is involved with Inheritguard, LLC, providing estate planning-related client education and communications. Transamerica Financial Advisors serves a broad client base including individual investors, retirement plans, trusts, and charitable organizations. The firm primarily uses model portfolios and third-party managers to implement its advisory services through multiple platforms such as Transamerica ONE and TFA365.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
user avatar

Andrew S

Series 65, Series 63

Las Vegas, NV

Transamerica Financial Advisors

Andrew Shin is a financial advisor with Transamerica Financial Advisors based in Las Vegas, NV. He holds Series 65 and Series 63 licenses and has one year of industry experience. Outside of his advisory role, he is involved with InheritGuard, LLC, providing education and services related to estate planning. Transamerica Financial Advisors serves a diverse client base including individuals, pension plans, trusts, and corporations. The firm offers a range of advisory and broker-dealer services, utilizing proprietary and third-party model portfolios with both discretionary and non-discretionary program options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
user avatar

John S

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

John Shin is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV, holding Series 63 and Series 65 licenses and possessing 31 years of industry experience. He has held various roles including ownership and executive positions in multiple businesses related to real estate, publishing, acting, and health insurance. Shin is also involved as a board member and president of the Royal Order of Constantine the Great and Saint Helen and participates in entrepreneurial and creative ventures such as producing, acting, and writing. Transamerica Financial Advisors serves a diverse client base including individual investors, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. The firm offers both advisory and broker-dealer services through proprietary and third-party model portfolios with discretionary and non-discretionary program options.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
user avatar

Aaron A

Series 65, Series 63

Las Vegas, NV

Transamerica Financial Advisors

Aaron Amador is a financial advisor with Transamerica Financial Advisors in Las Vegas, NV. He holds Series 63 and Series 65 licenses and has been with Transamerica Financial Advisors since 2026. His prior work experience includes positions at World Financial Group Insurance Agency and several business ventures, including Sector 21 Holdings, LLC, and Wilson Mikami Corporation. Transamerica Financial Advisors serves individual investors, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers a combination of advisory and broker-dealer services through proprietary model portfolios, third-party money managers, and commission-based insurance and brokerage products.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
user avatar

Olivia A

Series 65

Las Vegas, NV

Transamerica Financial Advisors

Olivia Amador is a Series 65-credentialed advisor with Transamerica Financial Advisors, based in Las Vegas, NV. She has one year of experience in the financial services industry, having worked at Transamerica Financial Advisors since 2026. Prior to her current role, she has experience in real estate and insurance agencies. Transamerica Financial Advisors serves a broad client base including individual investors, pension plans, trusts, estates, charitable organizations, and corporations. The firm offers both advisory and broker-dealer services, with a range of proprietary and third-party investment models, and manages over $2 billion in assets under management.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
user avatar

Shane H

Series 63, Series 65

Las Vegas, NV

Transamerica Financial Advisors

Shane Hipps is a financial advisor with Transamerica Financial Advisors, holding Series 63 and Series 65 licenses and one year of industry experience. He is also the president and owner of Lantern Consulting Inc., a leadership and executive coaching firm, and an author of multiple books on leadership, culture, and faith. His career includes roles in management consulting and business ownership in various entities. Transamerica Financial Advisors serves a diverse client base including individual investors, retirement plans, trusts, and charitable organizations. The firm primarily uses model portfolios and third-party managers to implement its advisory services, offering multiple program platforms such as Transamerica ONE and TFA365.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner
View complete list of advisors at this office
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