Transition Financial Advisors Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Transition Financial Advisors Group serves individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts and estates. The firm offers discretionary investment management and wealth management engagements that combine portfolio management with financial planning, and it also provides stand‑alone financial planning, outsourced tax‑preparation services, and management of variable annuity sub‑accounts.
The firm implements AUM‑based, discretionary strategies that primarily allocate among mutual funds, ETFs, individual equities and fixed income, with ongoing monitoring and periodic rebalancing. It may engage options strategies — including limited covered‑call writing — and allocates to unaffiliated independent managers when appropriate; its planning work includes tailored programs for clients facing U.S.–Canada residency transitions.
Noteworthy features include a pronounced cross‑border planning capability (programs for Canadians moving to the U.S. and Americans moving to Canada) and operational handling of Canadian‑dollar accounts and currency conversion. Less common among its peers, the firm integrates derivatives use in managed accounts, offers outsourced tax preparation to advisory and non‑advisory clients, and provides discretionary management of variable annuity sub‑accounts.
Client services
Expertise
Fee options
Financial planning fees range from $3,000 to $100,000 on a fixed fee basis.
$0 - $1,000,000.00: 1.00% $1,000,000.01 - $2,000,000: 0.85% $2,000,000.01 - $3,000,000: 0.75% $3,000,000.01 - $5,000,000: 0.65% $5,000,000.01 - $7,000,000: 0.50% $7,000,000.01 - $10,000,000: 0.40% $10,000,000.01 - $15,000,000: 0.25% $15,000,000.01+: 0.10%
Consulting fees range from $100 to $600 per hour; tax preparation standalone $300 to $350 per hour; combined $150 to $180 per hour.
Account minimum: $1,000,000 Minimum fee: Typically $5,000 minimum annual fee for advisory services, may be waived or reduced. Fee-only: Investment advisory services on a fee-only basis.
Main office
Gilbert AZ, United States
Offices (1)
Most active in
Arizona · California · Florida · New Hampshire · New Jersey · Texas
Also doing business as
Transition Financial Advisors Group, Inc. · Transition Financial Advisors Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Quick links
Advisors at this firm
Anthony C
Series 65
Gilbert, AZ
Transition Financial Advisors Group, LLC
Anthony Caba is a financial advisor at Transition Financial Advisors Group, LLC in Gilbert, AZ, with two years of industry experience. He holds a Series 65 designation and has prior work history at Office Depot and Florida International University. Transition Financial Advisors Group serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, and estates. The firm offers discretionary investment management and wealth management services, combining portfolio management with financial planning and also provides outsourced tax-preparation services and management of variable annuity sub-accounts.
Jennifer S
Series 65
Gilbert, AZ
Transition Financial Advisors Group, LLC
Jennifer Strymecki is a financial advisor at Transition Financial Advisors Group, LLC in Gilbert, AZ, holding a Series 65 designation with eight years of industry experience. Her prior work includes roles at Cardinal Point Capital Management and Ernst & Young. Transition Financial Advisors Group serves individuals, pension and profit-sharing plans, trusts, and estates with discretionary investment management and financial planning. The firm employs AUM-based strategies using mutual funds, ETFs, equities, fixed income, and options, with a notable focus on cross-border planning and integrated derivatives use.
Mitchell M
CFP®, CFA®, Series 63
Gilbert, AZ
Transition Financial Advisors Group, LLC
Mitchell Marenus is a CFP®, CFA®, and Series 63 registered advisor at Transition Financial Advisors Group, LLC with 23 years of industry experience. He has been with Transition Financial Advisors Group since 2011. The firm serves individual clients, including high-net-worth individuals, as well as pension and profit-sharing plans, trusts, and estates, offering discretionary investment management combined with financial planning. Transition Financial Advisors Group employs AUM-based strategies that incorporate mutual funds, ETFs, equities, fixed income, options, and independent managers, and it provides specialized cross-border planning for U.S.–Canada residency transitions.
Brian W
CFP®, Series 65
Gilbert, AZ
Transition Financial Advisors Group, LLC
Brian Wruk is a Certified Financial Planner (CFP®) with 24 years of industry experience. He has been with Transition Financial Advisors Group, Inc. since 2001. Transition Financial Advisors Group serves individuals—including high-net-worth clients—pension and profit-sharing plans, trusts, and estates through discretionary investment management and standalone financial planning. The firm is notable for its cross-border services focused on U.S.–Canada transitions, outsourced tax-preparation offerings, and the documented use of derivatives in client accounts.
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