Treasure Chest Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Treasure Chest Financial advises individuals, families, trusts and a range of institutional clients, and provides ongoing portfolio management together with financial planning services that include retirement, education and estate planning. The firm also maintains a public blog and e‑newsletter on finance and investments that subscribers may access for general market commentary.
The firm’s investment process centers on modern portfolio theory and a preference for fundamental analysis, with technical tools used selectively, and it implements diversified allocations across cash, bonds, equities, ETFs and mutual funds. Services are delivered on a non‑discretionary basis: advisors conduct detailed client interviews to establish objectives and restrictions and obtain client authorization before executing trades; financial planning is available on comprehensive, modular or hourly bases.
Notable aspects of the practice include an explicit willingness to work with institutional and charitable entities — such as endowments, foundations, corporations and pension or profit‑sharing plans — which is less common for a solo independent adviser, and a stated specialization in opportunities in the People’s Republic of China supported by multilingual contacts and market monitoring. The brochure also discloses a separate, non‑investment consulting business owned by the proprietor (noting a potential conflict of interest), and reports total assets under management of $0 while operating without discretionary trading authority.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$1,000,000 - $2,999,999: 1.05% $3,000,000 - $4,999,999: 0.80% $5,000,000 - $9,999,999: 0.7% $10,000,000 - $19,999,999: 0.65% $20,000,000+: 0.50%
$100 per hour for financial planning and consultation
Account minimum: $10,000 Fee-only: $100 per hour for financial planning and consultation
Main office
Hacienda Heights CA
Advisors at this office
1
Most active in
California
Also doing business as
Firme Iii, Constante Poi · Firme Iii, Constantine P · Popetiger Entertainment · Treasure Chest Financial
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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