Treehouse Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Treehouse Financial, Inc. provides investment advisory and portfolio management services primarily to individual and high‑net‑worth clients, operating under percentage‑of‑assets‑under‑management fee arrangements. The firm reports approximately $1.43 million in assets under management across four client relationships and two advisory personnel.
According to the firm brochure, most client accounts are managed on a non‑discretionary basis, meaning clients retain final authority over trade decisions and the firm implements investment recommendations with client consent. The brochure also describes ongoing account reviews and standard advisory services typical for individual clients.
What distinguishes Treehouse Financial from many peers is its scale and business mix: the firm’s reported client base and AUM are far smaller than most supported firms, and the brochure discloses that the firm or its advisors are licensed insurance agents and maintain an affiliation with an insurance company, allowing them to offer insurance products alongside investment advice. The combination of primarily non‑discretionary management and an insurance affiliation is uncommon among firms in this category.
Client services
Main office
See officeKinards SC
Advisors at this office
1
Most active in
South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Mark F
Series 63, Series 65
Kinards, SC
Treehouse Financial, Inc.
Mark Faulkenberry is a financial advisor at Treehouse Financial, Inc. with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has been involved with Treehouse Financial since 2005. Outside of advisory work, he is a member of Brothers in Arms, LLC, a business that sells firearms and provides firearms safety training under a federal firearms license. Treehouse Financial, Inc. offers investment advisory and portfolio management services primarily to individual and high-net-worth clients, managing approximately $1.43 million in assets. The firm typically provides non-discretionary management and also offers insurance products through an affiliated insurance license, a combination that is uncommon among firms of similar size.
Greggory V
Series 65
Gilbert, SC
Treehouse Financial, Inc.
Greggory Vaughn is a financial advisor at Treehouse Financial, Inc. with 11 years of industry experience. He holds a Series 65 designation and previously worked at Becket Financial Group, H & R Block, and Kleen Sites Geoservices Inc. Treehouse Financial, Inc. provides investment advisory and portfolio management services primarily to individual and high-net-worth clients. The firm manages approximately $1.43 million in assets across four client relationships and offers primarily non-discretionary account management alongside insurance products through an affiliated insurance company.
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