Treetop Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TreeTop Wealth Management provides discretionary wealth management and comprehensive financial planning to individuals (including high‑net‑worth clients), small businesses, pension and profit‑sharing plans, trusts, estates, charitable organizations and corporations. Services described in the brochure include portfolio management, retirement and estate planning, tax and insurance planning, and ongoing monitoring with quarterly reviews.
The firm emphasizes a risk‑management, client‑specific approach that starts with interviews and questionnaires to define goals and tolerance, then implements tailored asset allocation using actively managed mutual funds, ETFs, bonds and alternative investments. Advisors act as fiduciaries for retirement accounts, generally manage portfolios on a discretionary basis, and use Fidelity as the primary custodian while conducting regular account reviews.
A notable feature is that some advisory affiliates are also licensed insurance agents who may, in their individual capacities, recommend and sell insurance products on a commission basis — a practice the brochure discloses as a potential conflict and indicates consumes roughly ten percent of advisors’ time. The three‑partner firm is staffed by CFP® professionals with prior experience at Fidelity and reports about $185 million in assets under management for roughly 100 clients, which may affect the firm’s operational scale and specialization compared with peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.80% $3,000,000 - $5,000,000: 0.65% $5,000,000+: negotiable
Commission received from insurance products only; no commissions on securities.
Account minimum: $250,000
Main office
One Northfield Plaza, Suite 106
Northfield IL 60093
Advisors at this office
3
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Patrick N
CFP®, Series 63, Series 66
Northfield, IL
Treetop Wealth Management, LLC
Patrick Nord is a CFP® professional with 24 years of industry experience, currently serving as an advisor at Treetop Wealth Management, LLC since 2010. He holds Series 63 and Series 66 licenses and is based in Northfield, IL. Treetop Wealth Management provides discretionary wealth management and comprehensive financial planning to individuals, small businesses, and various institutional clients. The firm employs a risk-management, client-specific approach with tailored asset allocation using actively managed mutual funds, ETFs, bonds, and alternative investments.
Kevin Y
CFP®, Series 63, Series 66
Northfield, IL
Treetop Wealth Management, LLC
Kevin Yeoman is a CFP® professional with 22 years of industry experience, currently serving as an advisor at Treetop Wealth Management, LLC since 2010. He holds Series 63 and Series 66 licenses and is based in Northfield, Illinois. Treetop Wealth Management provides discretionary wealth management and comprehensive financial planning services to individuals, small businesses, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm emphasizes a risk-management, client-specific approach and uses tailored asset allocation with actively managed mutual funds, ETFs, bonds, and alternative investments.
David P
Series 63, Series 66
Northfield, IL
Treetop Wealth Management, LLC
David Pedley is a financial advisor with Treetop Wealth Management, LLC in Northfield, IL, holding Series 63 and Series 66 licenses and 22 years of industry experience. He has been with Treetop Wealth Management since 2010. Treetop Wealth Management provides discretionary wealth management and comprehensive financial planning to individuals, small businesses, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm uses a risk-management, client-specific approach to develop tailored asset allocations with actively managed mutual funds, ETFs, bonds, and alternative investments, managing portfolios primarily on a discretionary basis.
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