Trendscast Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$25,200,000
Clients
267
Advisors
2
across 2 offices
About
Trendscast Financial provides investment advisory and financial planning to individuals, charitable organizations, and pension/profit‑sharing plans. Services include ongoing portfolio management, ERISA plan consulting (with both fiduciary and participant education components), and fixed‑fee or hourly financial planning.
The firm tailors portfolios to each client’s investment policy statement—considering goals, time horizon, and risk tolerance—and conducts periodic reviews; it can act with discretionary authority for managed accounts while also offering non‑discretionary ERISA advice. Its investment process integrates charting, fundamental, and technical analysis and may use a range of strategies from long‑term holdings to short‑term trading, including options writing, short sales, and margin when appropriate.
A distinctive aspect of the firm is an affiliation with an insurance practice: representatives who are licensed insurance agents may offer commissionable insurance and annuity products (disclosed as a potential conflict, with such activities reported as occupying a small portion of advisory time). The firm also provides seasonal tax‑return preparation support, accepts no account minimum, and manages roughly $25 million in client assets—features that differ from many similarly sized advisers.
Client services
Expertise
Occupation focus
Fee options
Fixed fees between $750 and $2,000 for financial planning
1% annually
$150 to $200 per hour for financial planning
Fee-only: Fixed fees between $750 and $2,000 for financial planning; Hourly fees between $150 and $200 for financial planning
Main office
See office1056 Route 519
Eighty Four PA 15330
Advisors at this office
1
Offices (2)
Most active in
California · Florida · Pennsylvania · Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Neil M
Series 65
Eighty Four, PA
Trendscast Financial LLC
Neil Maggi is a Series 65-licensed financial advisor with 13 years of industry experience. He is affiliated with Trendscast Financial LLC and has also been involved with Maggi Retirement Planning, Marley Financial Services, Inc., and America's Benefit, Inc. In addition to his advisory work, Maggi occasionally prepares tax returns for clients as a registered tax preparer during the tax season. Trendscast Financial LLC provides investment advisory and financial planning services to individuals, charitable organizations, and pension/profit-sharing plans. The firm customizes portfolios based on client goals and risk tolerance, employing a variety of investment strategies and offering both discretionary and non-discretionary services.
Nicholas D
Series 63, Series 65
Georgetown, CA
Trendscast Financial LLC
Nicholas Destefano is a financial advisor at Trendscast Financial LLC with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms, including Merrill and Forward Financial, where he also owns an insurance agency. Trendscast Financial provides investment advisory and financial planning services to individuals, charitable organizations, and pension/profit-sharing plans. The firm offers tailored portfolio management and ERISA plan consulting, integrating fundamental, technical, and charting analysis with strategies that range from long-term holdings to short-term trading.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)