Tri-Quest Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,074,027
Clients
97
10% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
97
Very HighAverage account size
$227,567
About
Tri-Quest Investment Advisors serves primarily individual clients, including some high‑net‑worth individuals and trust clients, offering financial planning (tax, insurance, retirement and estate planning) and discretionary portfolio management. As a small, single‑advisor independent RIA, the firm manages roughly $22 million in client assets and also assists clients in selecting and monitoring outside money managers for investments it does not directly manage.
The firm’s investment approach emphasizes fundamental analysis and a relatively conservative strategy focused on general securities—stocks, bonds, mutual funds, government securities and options—with a low‑turnover orientation. Services are tailored through client consultations, with accounts reviewed weekly or monthly as appropriate, and investment research drawing on financial newspapers, specialty magazines and online resources.
Noteworthy distinctions include the principal’s active insurance license (the firm sells non‑variable insurance products and may earn commissions) and a real estate license, both disclosed as potential conflicts of interest. The firm also provides educational workshops for clients and may recommend specialized outside managers for alternative investments, sometimes sharing fees with those managers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
General tax planning
Wealth management
Private / alternative investments
Fee options
Written financial plan fees: $200 to $2,000 depending on complexity
0.5% to 2% annually (negotiable, based on size and complexity)
Up to $300/hour (negotiable)
Fee-only: Written financial plan fees range from $200 to $2,000 depending on complexity; hourly fees up to $300/hour (negotiable)
Main office location
Tri-Quest Investment Advisors
7946 N. Maple Ave #113
Fresno CA 93720, United States
Number of offices
1
Most active in
Tri-Quest Investment Advisors has reported serving >5 clients in these states in the last 12 months.
California · Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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