A complete list of active advisors currently associated with Tri-Star Advisors, Inc.

Warmer can help you find a great advisor at Tri-Star Advisors, Inc. or one who fits your needs even better.

Tri-Star Advisors is a registered investment adviser that manages discretionary portfolios for individuals, high-net-worth clients, corporations, charitable organizations and insurance company clients. The firm (two advisors, roughly $68 million in discretionary AUM) offers managed account services including security selection, rebalancing, periodic reporting, tax-loss harvesting and the use of sub-advisors. Investment strategies emphasize diversification across equities, fixed income, mutual funds and ETFs and draw on multiple analysis methods (fundamental, technical, charting and cyclical) and approaches such as asset allocation, dollar-cost averaging and both long- and short-term purchases. The firm may select and monitor sub-advisors (currently utilizing Betterment for certain accounts) and uses an affiliated broker-dealer for fixed income analysis and trade execution, with portfolio reviews performed at least quarterly. Noteworthy distinctions include serving insurance company clients (an uncommon client type for peers) and formal affiliations with a broker-dealer and insurance activities through its advisors, which the brochure discloses can create potential conflicts of interest when commissionable products are offered. The firm also discloses a prior regulatory settlement (an SEC proceeding in 2015 concerning certain trades placed through its broker-dealer) that resulted in civil penalties and related remedial actions.

To learn more about the advisors currently working at Tri-Star Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.