Mesa, AZ North Greenfield Road Office

Tribeca Financial serves a mix of individual clients (including high-net-worth individuals), pension and profit-sharing plans, charitable organizations, state and municipal entities, insurance companies, and other investment advisers. The firm provides discretionary and non-discretionary portfolio management, complementary written financial wealth plans, sub-advisory arrangements, and advice across mutual funds, ETFs, individual securities and certain private debt and equity investments.

Tribeca follows a structured, passive-oriented approach that emphasizes broad, globally diversified asset-class exposure through mutual funds, inclusion of high-quality short-term fixed income, and periodic rebalancing to maintain long-term growth objectives rather than market timing. The firm may engage sub-advisers or independent managers for portions of client portfolios and operates a tri-party relationship with Focus Partners Advisor Solutions to provide account administration, trading and other back-office services.

Several features of Tribeca’s practice are less common among comparable team firms: its advisory personnel are licensed independent insurance agents who may earn commission-based compensation for selling insurance products (a disclosed conflict of interest), and the firm expressly lists insurance companies and other investment advisers among its client types. The brochure also discloses that Tribeca may act in solicitor or sub-advisory roles and shares relevant client information with Focus under a Tri-party Relationship Agreement, arrangements that are not typical for most firms in this category.