Tribeca Investment Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and related advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations and business entities. It manages roughly $19 million on behalf of about 50 clients and delivers account-level portfolio management rather than pooled private-fund products.
Portfolios are tailored to each client's risk tolerance and are primarily allocated among equities, fixed income, mutual funds and ETFs under a generally long-term investment philosophy with ongoing rebalancing. The firm uses proprietary technical-analysis model screens, manager evaluation and both strategic and tactical asset-allocation tools, and conducts at least quarterly account reviews.
Distinctive features include sole ownership by a single principal and an affiliation with a broker-dealer, with supervised persons offering commission-based brokerage and other financial-product sales in separate capacities and the principal devoting part-time hours to broker-dealer activities—arrangements that can give rise to conflicts to be managed. The firm commonly charges asset-based (percentage-of-AUM) advisory fees, receives administrative and technology support from its recommended custodian (including trading and account tools), and does not act as a private-fund adviser or accept proxy-voting authority.
Client services
Expertise
Fee options
1% annually
Certain supervised persons offer securities brokerage services and/or insurance products under separate commission-based arrangements
Main office
48 Reservoir Avenue
Chestnut Hill MA 02467
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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