Trimingham Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,690,050
Clients
7
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
LowAverage account size
$241,436
About
The firm provides financial planning and investment management services to individual clients. It manages roughly $1.7 million for a very small client base and typically requires $50,000 to open an investment management relationship while offering hourly financial planning engagements billed at $125 per hour.
Investment approach emphasizes asset allocation over individual security selection, using both strategic and tactical allocation documented in an investment policy statement and primarily implementing portfolios with exchange-traded funds; the firm offers both discretionary and non‑discretionary management. The adviser operates as a fee-only adviser, generally recommends Interactive Brokers as the custodian, and places orders separately for each client rather than routinely aggregating trades.
Noteworthy distinctions include the firm’s very small scale—one advisor serving seven clients—and the advisor’s concurrent full‑time employment at a fulfillment center outside U.S. market hours. The firm adheres to the CFA Institute Code of Ethics and discloses industry qualifications (SIE/Series 7/66 and CFA Level I) as well as a prior regulatory order in Kentucky that resulted in a $1,000 fine without further sanctions.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Wealth management
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
$0 - $999,999: 0.80% $1,000,000 - $2,499,999: 0.70% $2,500,000 - $4,999,999: 0.60% $5,000,000 - $7,499,999: 0.50% $7,500,000 - $9,999,999: 0.40% $10,000,000 - $14,999,999: 0.35% $15,000,000 - $19,999,999: 0.30% $20,000,000+: 0.25%
$125 per hour, billed in 15-minute increments; negotiable
Account minimum: $50,000 Fee-only: $125 per hour, billed in 15-minute increments; negotiable
Main office location
Trimingham Financial
New Albany IN, United States
Number of offices
1
Most active in
Trimingham Financial has reported serving >5 clients in these states in the last 12 months.
Indiana · Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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