Trinity Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$431,716,290
Clients
376
Advisors
5
across 3 offices
About
Trinity Capital Management provides comprehensive wealth management to individuals (including high‑net‑worth households), families, retirement plans, trusts, estates, charitable organizations, and small businesses, combining discretionary investment management with ongoing Advanced Planning services. The firm emphasizes a tailored onboarding process using client interviews and risk‑tolerance testing to build individualized investment plans and monitor accounts.
The firm’s investment approach is grounded in Modern Portfolio Theory and multi‑factor academic research, favoring broad global diversification and targeted exposures to risk‑premium factors such as small‑cap, value, and profitability. Portfolios are typically implemented with institutional‑grade, no‑load mutual funds and ETFs; TCM is an approved advisor for Dimensional Fund Advisors, enabling use of DFA institutional share classes and access to DFA training and resources.
Distinctive features include a formal Advanced Planning framework that explicitly addresses wealth enhancement, protection, mobilization (including structured charitable giving), and transfer, with coordination alongside clients’ CPAs and attorneys. On the operational side, the firm operates with an institutional custodian relationship and uses prime‑brokerage arrangements when necessary to access fixed‑income markets, and it manages nearly all of its assets on a discretionary basis.
Client services
Expertise
Occupation focus
Fee options
Flat fees for advanced planning services ranging from $500 to $20,000, depending on type, scope, and complexity.
$0 - $500,000: 1.20% $500,001 - $2,000,000: 0.80% $2,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.50% Over $10,000,000+: 0.45%
Hourly planning fees for advanced planning services, ranging from $500 to $20,000 depending on service complexity.
Minimum fee: Minimum annual fee of $3,000, which may be reduced or waived at the firm's discretion; $10,000 minimum annual fee required to waive advanced planning fees.
Main office
See office607 De La Vista Ave.
Santa Barbara CA 93103
Advisors at this office
3
Offices (3)
Most active in
Arizona · California · Colorado · Idaho · Louisiana · Michigan · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Orlando P
Series 65
Santa Barbara, CA
Trinity Capital Management, LLC
Orlando Plascencia is a financial advisor at Trinity Capital Management, LLC with a Series 65 designation and four years of industry experience. He previously worked at Clover Financial & Insurance Services, Inc. DBA Trinity Financial Partners for seventeen years. Trinity Capital Management provides comprehensive wealth management services to individuals, families, retirement plans, trusts, estates, charitable organizations, and small businesses. The firm’s investment approach is based on Modern Portfolio Theory and multi-factor academic research, emphasizing broad global diversification and targeted risk-premium exposures, with a structured Advanced Planning framework coordinated alongside clients’ CPAs and attorneys.
Lena K
CFP®, Series 65
Ventuta, CA
Trinity Capital Management, LLC
Lena Kaloostian is a CFP® and holds a Series 65 license, with 13 years of experience in financial advising. She has been with Trinity Capital Management, LLC since 2013. Trinity Capital Management provides wealth management services to individuals, families, charitable organizations, retirement plans, trusts, estates, and small businesses. The firm combines discretionary investment management with ongoing advanced planning, employing an investment process grounded in Modern Portfolio Theory and multi-factor regression analysis, emphasizing global diversification and targeted risk-premium exposures.
Daniel B
CFP®, Series 66
Upland, CA
Trinity Capital Management, LLC
Daniel Baker is a CFP®-certified financial advisor with 12 years of industry experience. He has been with Trinity Capital Management, LLC since 2013, working as part of a five-advisor team based in Rancho Cucamonga, CA. Trinity Capital Management provides wealth management services to individuals, families, charitable organizations, retirement plans, trusts, estates, and small businesses. The firm combines discretionary investment management with advanced planning, utilizing an academically informed, factor-based investment approach focused on global diversification and targeted risk-premium exposures.
Fredric F
CFP®, Series 63, Series 66
Santa Barbara, CA
Trinity Capital Management, LLC
Fredric Fisher is a CFP® professional with 23 years of industry experience, currently serving as an advisor at Trinity Capital Management, LLC since 2008. He holds Series 63 and Series 66 licenses and is also licensed as a life insurance agent. Trinity Capital Management provides wealth management services to individuals, families, charitable organizations, retirement plans, trusts, estates, and small businesses. The firm employs an academically informed, factor-based investment approach combined with comprehensive planning tailored to clients’ tax situations, time horizons, and risk tolerances.
Andrew B
CFA®, Series 65
Santa Barbara, CA
Trinity Capital Management, LLC
Andrew Bucher is a CFA® charterholder and holds a Series 65 license with 21 years of industry experience. He has been with Trinity Capital Management, LLC since 2006. Trinity Capital Management provides wealth management services to individuals, families, charitable organizations, retirement plans, trusts, estates, and small businesses. The firm employs an investment approach grounded in Modern Portfolio Theory and multi-factor regression analysis, focusing on global diversification and factor-based exposures, while integrating comprehensive planning services tailored to each client’s needs.
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