Trinity Capital Management, LLC

Trinity Capital Management is a state-registered investment adviser that manages roughly $55 million for about 65 individual and institutional clients, including retirement accounts, trusts and other entities. The firm offers discretionary portfolio management through two primary strategies—actively managed individual equity accounts and passively managed ETF strategic allocation accounts—and rebalances portfolios as market conditions or client contributions and withdrawals warrant.

The firm emphasizes asset allocation and combines fundamental screening (quality balance sheets, free cash flow, and valuation measures such as enterprise value) with a technical overlay to inform timing, using indicators like stochastics, relative strength, volume and support/resistance. It also employs a proprietary allocation technique that compares current versus historic cash returns (sourced and updated daily) and implements client-directed objectives for growth, growth & income, or income profiles.

Noteworthy for prospective clients, the firm discloses a 2014 consent order with a state securities regulator relating to inadvertent unregistered advisory activity and an associated payment to an investor protection fund. The firm has also recently documented third‑party solicitor/referral agreements that allocate a substantial portion of the management fee to referrers, and it discloses limited custody to permit fee deductions and the maintenance of professional liability insurance.