Triple Balance Advisers Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Triple Balance Advisers Inc. provides discretionary portfolio management services and prepares an investment policy statement for each account, describing investment strategy, asset allocation, and risk tolerance. The firm’s brochure lists individuals, high‑net‑worth individuals and business entities as client types, but it reported no assets under management on its December 2020 filing.
The firm describes an investment process that relies on charting and technical analysis and implements long‑term trading, typically recommending equities while also using mutual funds, fixed income, ETFs (including precious‑metal ETFs), TIPS and non‑U.S. securities when applicable. Triple Balance requests discretionary authority to trade, conducts quarterly reviews of accounts, and requires clients to use a specific broker‑dealer (E*TRADE) while not aggregating block trades across accounts.
Distinctive features in the brochure include operation with a single management person and an in‑house approach that does not select third‑party sub‑advisers, no soft‑dollar arrangements, and an explicit statement that it does not accept outside compensation or performance‑based fees. The combination of a very small adviser structure, documented personal trading practices for representatives, reliance on technical/charting methods, and zero reported AUM is atypical for firms classified as investment managers.
Client services
Expertise
Fee options
2.00% annually
Account minimum: $10,000
Main office
West Hempstead NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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