A complete list of active advisors currently associated with TriState Wealth Advisors
Warmer can help you find a great advisor at TriState Wealth Advisors or one who fits your needs even better.
Tri-State Wealth Advisors is a small, independent advisory firm led by a single advisor that provides portfolio management and financial planning to individuals, high‑net‑worth clients, and retirement plan sponsors, including pension and 401(k) plans. The firm also incorporates tax preparation into its planning services through an affiliated entity, JTK Advisors. The firm creates a written Investment Policy Statement for each client, documents risk tolerance and time horizon, and provides discretionary portfolio management with a long‑term trading orientation that combines fundamental analysis, modern portfolio theory, and technical analysis. Tri‑State charges percentage‑of‑AUM fees for ongoing management and affirms a fiduciary standard for retirement account advice while seeking fair allocation of investment opportunities across clients. What is distinctive about Tri‑State is its affiliation with a tax/preparation practice and its explicit pension consulting offering, both of which are uncommon among similar independent, solo‑advisor firms; the brochure discloses the affiliation, the firm’s practice of covering tax preparation fees for financial planning clients, and the option for clients to use other tax professionals. The firm also provides pension consulting deliverables (written plan documents, manager and service‑provider recommendations) and relies on a digital program and specified custodians (including Schwab, SEI, and Apex) for trading and back‑office support.
To learn more about the advisors currently working at TriState Wealth Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Newark, DE
| 5
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)