A complete list of active advisors currently associated with Troy R. Spratley Investment Advisory
Warmer can help you find a great advisor at Troy R. Spratley Investment Advisory or one who fits your needs even better.
Troy R. Spratley Investment Advisory is an independent, state‑registered, solo advisory firm that provides portfolio management services primarily for individual clients. The brochure notes the firm charges percentage‑of‑AUM advisory fees and manages approximately $1.56 million in client assets across about 100 accounts. The firm's disclosure document outlines its investment process, methods of analysis, and account review procedures, and includes sections on brokerage practices (Item 12) and review of accounts (Item 13). Services appear oriented toward ongoing portfolio management and periodic account oversight typical of retail-focused advisers. What distinguishes this firm from most independent peers is that the brochure discloses acceptance of commissions for certain transactions in addition to asset‑based advisory fees, a compensation mix that is statistically uncommon among independent, solo advisers. The combination of a modest asset base and a dual compensation model is likely to affect how the firm approaches brokerage relationships and disclosures about other industry activities and affiliations (Item 10).
To learn more about the advisors currently working at Troy R. Spratley Investment Advisory, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Baltimore, MD
| 19
|
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