Charlotte, NC Parkway Plaza Blvd Office
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Truist Advisory Services
Enterprise
Firm-wide stats for Truist Advisory Services
About
Truist Advisory Services provides investment consulting, financial planning, portfolio management, and retirement plan services to a broad client base that includes individuals (including high‑net‑worth clients), corporations, plan sponsors, plan participants, and charitable organizations. Its advisory offerings include plan sponsor and participant services, asset allocation and fund monitoring, and the AMC Advantage program that assists clients in selecting third‑party investment managers.
The firm works with clients by collecting financial information through questionnaires, helping define goals and constructing asset allocation strategies, and then recommending or onboarding one or more managers on the Envestnet platform; for retirement plans it partners with Envestnet Retirement Solutions and may serve as a 3(21) co‑fiduciary or recommend ERS 3(38) discretionary services. Research and monitoring combine traditional sources and due diligence with AI‑enabled tools used by the Equity Research Team, and TAS provides ongoing reviews, quarterly reporting, and at‑least‑annual client consultations.
What is distinctive in TAS’s brochure is the scope of its affiliated financial relationships and the operational arrangements that accompany them — the firm is a Truist Financial affiliate with extensive bank, broker‑dealer, and clearing relationships (NFS, Truist Investment Services and Truist Bank) and discloses an affiliation with a swap dealer, as well as required use of an affiliated broker for the AMC Advantage program and a multibank/single‑bank cash sweep that can generate affiliate revenue. The brochure also details several past regulatory matters, including 2024 SEC and CFTC orders and related remediation commitments, which the firm highlights in describing its compliance and supervisory framework.
Based on Truist Advisory Services
Location
5130 Parkway Plaza Blvd
Charlotte NC 28217
Advisors at this office
3
Advisors at this office
Nadir K
Series 63, Series 65, Series 66
Charlotte, NC
Truist Advisory Services
Nadir Khalid is a financial advisor with Truist Advisory Services, holding Series 63, 65, and 66 licenses and bringing 23 years of industry experience. His career includes roles at Wells Fargo Clearing Services, Wells Fargo Bank, TIAA, and UBS Financial Services. Outside of his advisory work, he is a co-owner of a real estate entrepreneurship business involved in reviewing and approving potential property purchases. Truist Advisory Services provides investment consulting, financial planning, portfolio management, and retirement plan services to individuals, corporations, plan sponsors, and charitable organizations. The firm offers a range of advisory services, including asset allocation, fund monitoring, and assistance in selecting third-party investment managers through its AMC Advantage program.
Samantha B
Series 66
Charlotte, NC
Truist Advisory Services
Samantha Becker is a financial advisor at Truist Advisory Services with seven years of industry experience. She holds a Series 66 designation and has worked with Truist Advisory Services and related entities since 2019, including BB&T prior to its merger. Becker serves as a board member for the Cultivating Success Fund at The Columbus Foundation, a donor-advised charitable giving vehicle. Truist Advisory Services offers investment consulting, financial planning, portfolio management, and retirement plan services to individuals, corporations, plan sponsors, and charitable organizations. The firm integrates traditional research with AI tools and provides ongoing reviews and client consultations through its affiliation with Truist Financial and its related entities.
Cathie C
Series 63, Series 66
Charlotte, NC
Truist Advisory Services
Cathie Clontz is a financial advisor at Truist Advisory Services with 24 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at several firms including BB&T Securities, PNC Investments, and Edward Jones. She is based in Charlotte, NC. Truist Advisory Services provides investment consulting, financial planning, portfolio management, and retirement plan services to a wide range of clients, including individuals, corporations, plan sponsors, and charitable organizations. The firm uses a combination of traditional research and AI-enabled tools to support asset allocation and manager selection, and offers ongoing client reviews and reporting.
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