Tublin - DiFusco Advisors Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$126,294,598
Clients
129
Advisors
2
of 3 employees
About
TDAI provides discretionary portfolio management primarily to individual clients, including high‑net‑worth individuals, and also serves pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses; it reports managing about $131.8 million for roughly 129 clients. Services are personalized, with written documentation of client goals and periodic reviews to keep objectives current.
The firm emphasizes fundamental analysis when selecting investments and monitors client portfolios on a monthly basis, providing quarterly written reports that list holdings and market values. Portfolio evaluations explicitly incorporate asset allocation, income requirements, tax implications, and economic and industry outlooks when aligning investments with client objectives.
Noteworthy aspects for a firm of this size include a long operating history and a very small advisory team that recently added an advisor with formal tax, legal and Big Four accounting experience, which the firm cites as supporting tax‑aware portfolio evaluation. The firm does not maintain a website and generally recommends a particular broker‑dealer (Wells Fargo Advisors), through which it receives research via client commissions and accepts client‑directed brokerage—arrangements that may affect execution and how research benefits are allocated.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.0% $1,000,000 - $2,000,000: 0.5% $2,000,000 - $3,000,000: 0.4% $3,000,000+: 0.3%
Account minimum: $10,000 for advisory accounts; $3,000 for IRA accounts (may be lowered at discretion)
Main office
Baldwin NY
Advisors at this office
2
Most active in
Florida · New Jersey · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Vincent D
Baldwin, NY
Tublin - DiFusco Advisors Inc.
Vincent Difusco is a financial advisor at Tublin - DiFusco Advisors Inc. with 15 years at the firm and five years of industry experience. The firm provides discretionary portfolio management primarily for individual clients, including high-net-worth individuals, as well as pension plans, trusts, estates, and small businesses. TDAI uses fundamental analysis and incorporates asset allocation, tax considerations, and economic outlooks in managing approximately $131.8 million for about 129 clients.
Sarah H
Series 63, Series 65
Baldwin, NY
Tublin - DiFusco Advisors Inc.
Sarah Hopkins is a financial advisor at Tublin - DiFusco Advisors Inc. with seven years of industry experience. She holds Series 63 and Series 65 licenses and has been employed with the Saratoga Springs City School District since 2012. Tublin - DiFusco Advisors Inc. provides discretionary investment advisory services primarily to individual clients, including high net worth individuals, as well as pension and profit-sharing plans, trusts, estates, and small businesses. The firm bases investment decisions on fundamental analysis and considers factors such as asset allocation, income needs, tax implications, and market outlook.
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