Tucker Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$319,081,641
Clients
2,429
Advisors
3
of 3 employees
About
Tucker Financial Group provides discretionary and non‑discretionary investment advisory and portfolio management services, along with financial planning and retirement‑planning consulting, to individuals, small businesses, pension and profit‑sharing plans, and charitable organizations. The firm advises on asset allocation among cash, stocks, mutual funds, bonds and annuities and tailors written investment strategies to clients’ objectives and stated restrictions.
The firm applies a range of methods including asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trading, and it monitors accounts on a continuous basis with formal reviews at least quarterly. Clients receive custodial statements and may be provided quarterly performance reports; the firm also assists clients in evaluating wrap fee programs when appropriate.
Notable distinctions include the firm’s use of promoter/endorsement arrangements—most prominently participation in a lead‑generation advertising program for investing professionals and payment of flat membership and advertising fees—alongside formal promoter referral agreements. The firm also acts as a wrap fee program sponsor, discloses that its principal is a licensed insurance agent who may offer commissionable insurance products, and services an unusually large client base (approximately 2,429 clients served by three advisors), a client‑to‑advisor ratio that is higher than typical for similar firms.
Client services
Expertise
Fee options
$100 - $200 per financial plan
Under $1,000,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.80% $2,000,000 - $4,999,999: 0.70% $5,000,000 - $24,999,999: 0.60% $25,000,000+: 0.50%
Main office
254 Winton Blount Loop
Montgomery AL 36117
Advisors at this office
3
Most active in
Alabama · Florida · Georgia · Louisiana · Tennessee · Texas
Also doing business as
Tucker Financial Group · Tucker Jr., Douglas, Ray
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Douglas T
ChFC®, Series 63, Series 65
Montgomery, AL
Tucker Financial Group
Douglas Tucker is a financial advisor with Tucker Financial Group in Montgomery, Alabama, holding the ChFC® designation and Series 63 and 65 licenses. He has 39 years of industry experience, including prior roles at Sagepoint Financial, Inc. and AIG American General Life Insurance Company. Outside of his advisory work, he is an independent insurance agent. Tucker Financial Group provides portfolio management and financial planning services to individuals and small businesses. The firm manages discretionary and non-discretionary accounts using tailored investment strategies and offers retirement and estate planning advice.
Daniel D
Series 65
Montgomery, AL
Tucker Financial Group
Daniel Dean is a financial advisor at Tucker Financial Group with a Series 65 designation and three years of industry experience. He previously worked at Alea for 23 years and has held roles at County Risk Services and the AC Board of Education. Outside of finance, he serves as a police officer at Central Alabama Community College. Tucker Financial Group is an SEC-registered investment adviser that provides portfolio management and financial planning services to individuals and small businesses. The firm manages discretionary and non-discretionary accounts using various strategies tailored to clients’ objectives and risk tolerances.
Benjamin A
Series 65
Montgomery, AL
Tucker Financial Group
Benjamin Auman is a financial advisor at Tucker Financial Group in Montgomery, Alabama. He holds a Series 65 designation and has four years of industry experience. Prior to joining Tucker Financial Group in 2018, he worked for Huntsville City Schools from 2015 to 2018. Tucker Financial Group provides portfolio management and financial planning services to individuals and small businesses, managing discretionary and non-discretionary accounts across various asset types. The firm tailors portfolios based on clients’ objectives and risk tolerances, employing strategies such as asset allocation and dollar-cost averaging, with accounts reviewed quarterly.
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