Tudor Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$254,611,057
Clients
431
Advisors
7
of 7 employees
About
Tudor Financial provides investment management, financial planning and retirement-plan services to individuals (including high-net-worth clients), trusts and small- to mid-sized retirement and pension plans. The firm manages about $256.3 million in discretionary assets through a three-advisor team and offers portfolio solutions that range from conservative income to aggressive growth.
The firm’s process is research-driven and begins with a multi-page client assessment to match return and risk profiles to strategy choices; implementation uses no-load mutual funds, screened ETFs and, for larger accounts, individual securities. Tudor operates several systematic strategies — including a Legacy Growth individual-stock approach that narrows the NYSE universe to a small, high-quality cohort — and applies layered risk management (volatility monitoring and phased reallocation) alongside ETF and mutual-fund ranking systems tied to liquidity, risk and performance.
What distinguishes Tudor from many peers is its mix of institutional work and investor education: the firm manages pooled pension accounts and runs a RetirementTrack 401(k) service while also producing periodic newsletters and offering educational seminars to clients and the public at no cost. The firm’s credentialed advisory staff (CPAs, CFPs, CLUs, EAs), proprietary liquidity-focused ETF screening and structured seminar/newsletter program are operational features that may appeal to clients seeking both plan-level services and individualized investment advice.
Client services
Expertise
Occupation focus
Fee options
Comprehensive financial plans starting at $495; other fixed fees from $495 to $895
$0 - $500,000: 1.25% of balance annually $500,001 - $3,000,000: 1.00% of entire balance annually Greater than $3,000,000+: .75% of entire balance annually $500,000 - $5,000,000: .75% of entire balance annually (Legacy Individual Stock Strategy) Greater than $5,000,000+: .60% of entire balance annually (Legacy Individual Stock Strategy)
Representatives may sell securities/insurance products for commissions in their separate registered representative or insurance agent capacities
Financial Planning Services billed on hourly basis with rates varying by complexity and advisor experience
Financial advisory/planning services can be charged as monthly fees ranging from $150 to $400 per month
Account minimum: $10,000 Minimum fee: RetirementTrack 401(k) Management Services minimum $300/year custodial fee Fee-only: Financial Planning Services hourly rates vary; comprehensive financial plan fees from $495 to $895; ongoing advisory/planning fees $150-$400 per month
Main office
8111 Timberlodge Trail
Dayton OH 45458-2103
Advisors at this office
7
Most active in
Florida · Ohio · Rhode Island
Also doing business as
Tudor Consulting, Inc. · Tudor Financial, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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