Tula Investment Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TULA Investment Group LLC provides discretionary investment management and financial advisory services to individual and high‑net‑worth clients, managing roughly $26 million across a modest number of accounts. Services are delivered through separately managed accounts maintained with a qualified custodian, and clients can monitor holdings directly through their custodian platform.
The firm emphasizes a value‑oriented, small‑cap and contrarian investment approach, supplemented by opportunistic, event‑driven research; portfolios are primarily equity‑focused while the adviser may also use options, exchange‑traded and closed‑end funds, foreign securities, and fixed income as warranted. TULA states a preference for simple investment vehicles and a long‑term orientation, aiming to remain consistent with its investment principles rather than reacting to short‑term market movements.
A distinguishing feature relative to many peers is that the firm uses performance‑based compensation for eligible investors, with safeguards such as a high‑water mark and adherence to applicable regulatory requirements to limit conflicts of interest. The firm documents conflicts and personal‑trading procedures in a Code of Ethics, uses a primary custody/prime brokerage arrangement for fee handling, and describes allocation and pre‑clearance policies intended to prioritize client accounts.
Client services
Expertise
Fee options
1.25% annually on average account value
10% performance fee applied to mark-to-market profits annually, subject to a high-water mark
Account minimum: $500,000
Main office
Oakland CA
Advisors at this office
1
Most active in
California
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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