A complete list of active advisors currently associated with Tuma Financial, LLC

Warmer can help you find a great advisor at Tuma Financial, LLC or one who fits your needs even better.

Tuma Financial, LLC provides ongoing portfolio management and financial planning services for individuals and high‑net‑worth clients. The firm documents client goals and risk tolerance in an Investment Policy Statement and manages discretionary accounts using mutual funds, fixed income, real estate funds (including REITs), annuities, equities, ETFs (including precious‑metal ETFs), treasury inflation‑protected bonds, non‑U.S. securities and options (including covered and uncovered strategies). The firm’s investment approach combines fundamental analysis with modern portfolio theory and typically operates under discretionary authority to implement and monitor client portfolios, with quarterly reviews and custodian‑provided reports. Financial planning engagements are generally delivered as a one‑time plan upon completion, while ongoing portfolio management includes regular monitoring and rebalancing aligned with each client’s IPS. A distinctive feature disclosed in the brochure is that the firm’s principal also practices as an accountant and may offer accounting or tax‑related advice alongside advisory services, a relationship the firm notes could present conflicts of interest. The firm also requires clients to custody assets at Schwab Institutional (with associated access to research and potential soft‑dollar benefits) and does not aggregate block trades for multiple client accounts, operational choices that can influence trade execution and allocation.

To learn more about the advisors currently working at Tuma Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.