Tumolo Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tumolo Wealth Management serves individual and high‑net‑worth clients, managing approximately $134 million in discretionary assets through a small advisory team. The firm provides discretionary portfolio management, financial planning, and may arrange third‑party sub‑advisors and wrap‑fee programs as part of its advisory services.
The firm’s investment process is tailored to client objectives, time horizon, and risk tolerance and can include asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trading approaches; clients may set written restrictions on investments and accounts are reviewed at least quarterly. Tumolo typically charges percentage‑of‑AUM fees that include consulting and, when used, incorporate sub‑advisor fees, and it emphasizes working with custodians and third‑party managers to implement strategies.
Compared with many peers, the brochure discloses that some representatives are licensed insurance agents with an affiliated entity, Tumolo Financial, and may offer commission‑paying insurance products — an activity the firm says can occupy up to 30% of representatives’ time and can create potential conflicts with advisory services. The firm also notes recent formation and SEC registration, its reliance on recommended custodians (such as Schwab and Fidelity), and use of service providers that include artificial intelligence and machine‑learning components, all of which are described as part of its operational and supervisory practices.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $750,000: 1.30% $750,001 - $1,000,000: 1.10% $1,000,001 - $2,000,000: 1.00% $2,000,001+: Negotiable
Representatives may sell commissionable insurance products; insurance commissions may involve conflict of interest but clients are not required to purchase.
Main office
339 Flanders Road, Suite 102
East Lyme CT 06333
Advisors at this office
4
Most active in
Connecticut · Florida · Massachusetts · New Hampshire
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Mark B
Series 66
East Lyme, CT
Tumolo Wealth Management LLC
Mark Bobruff is a financial advisor at Tumolo Wealth Management LLC with 23 years of industry experience. He holds a Series 66 designation and has worked at firms including LPL Enterprise, Prudential Financial Planning Services, and TD Ameritrade. Tumolo Wealth Management serves individual and high-net-worth clients, managing approximately $134 million in discretionary assets through a small advisory team. The firm offers discretionary portfolio management and financial planning tailored to client objectives, employing various investment approaches such as asset allocation and technical analysis.
Kenneth T
CFP®, Series 66
East Lyme, CT
Tumolo Wealth Management LLC
Kenneth Tumolo is a CFP® professional with 12 years of industry experience, currently serving as an advisor at Tumolo Wealth Management LLC. His prior roles include positions at Tucker Asset Management and JB Capital LLC. Tumolo also acts as a licensed insurance agent, selling various insurance products. Tumolo Wealth Management serves individual and high-net-worth clients with approximately $134 million in discretionary assets. The firm offers discretionary portfolio management and financial planning, employing a tailored investment process that incorporates asset allocation, technical analysis, and both long- and short-term trading strategies.
Nicholas T
Series 65
East Lyme, CT
Tumolo Wealth Management LLC
Nicholas Tumolo is a financial advisor at Tumolo Wealth Management LLC with five years of industry experience. He has held roles at Tumolo Wealth Management since 2022 and previously worked at Tucker Asset Management and CWPM LLC. Additionally, he is an insurance agent licensed since 2014, actively involved in insurance sales. Tumolo Wealth Management serves individual and high-net-worth clients, managing approximately $134 million in discretionary assets. The firm offers discretionary portfolio management and financial planning, employing tailored investment strategies that consider client objectives and risk tolerance.
Brittni O
Series 66
East Lyme, CT
Tumolo Wealth Management LLC
Brittni Oxendine is a financial advisor at Tumolo Wealth Management LLC with seven years of industry experience. She holds the Series 66 designation and has previously worked at Edward Jones, National Financial Network, PANERA, and Momentive Software. Outside of her advisory role, she hosts and facilitates monthly social networking events through her business, Skip the Small Talk LLC. Tumolo Wealth Management serves individual and high-net-worth clients, managing approximately $134 million in discretionary assets. The firm offers tailored portfolio management and financial planning services, utilizing a range of investment strategies and working with third-party managers and custodians.
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