Tuve Investment Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tuve Investment Management provides discretionary portfolio management and individualized investment advice primarily to individual and high-net-worth clients, overseeing roughly $147.7 million in client assets across more than 500 accounts. The firm emphasizes continuous account supervision and tailors portfolios to each client’s stated goals and restrictions.
The firm conducts at least monthly reviews and uses a blend of technical, charting, cyclical, valuation and fundamental analysis to construct and rebalance portfolios. Strategies range from long- and short-term holdings to occasional trading, and the firm discloses that it may use leveraged exchange-traded funds for shorter-term tactical positions.
Tuve is notable for its unusually high client-to-advisor ratio (more than 250 clients per advisor), which is atypical for similarly sized supported firms and may affect service workflows and contact frequency. The firm’s advisory representatives are also licensed insurance agents and may offer commissionable insurance products, and the brochure discloses a prior registration relationship with a broker-dealer that has since ended; these affiliations are identified as potential conflicts and are disclosed to clients.
Client services
Expertise
Fee options
Negotiated percentage not to exceed 1.50% annually, billed monthly in arrears
Main office
227 East San Marnan Drive
Waterloo IA 50702
Advisors at this office
2
Most active in
Florida · Iowa · Minnesota · Missouri · Nebraska · Texas
Also doing business as
Tuve Investment Management, Inc. · Tuve Investments Inc. · Tuve Investments, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
John T
CFP®, Series 63
Waterloo, IA
Tuve Investment Management, Inc.
John Tuve is a CFP® with 41 years of industry experience, currently serving as a financial advisor at Tuve Investment Management, Inc., where he has worked since 2015. Prior to this, he was associated with Purshe Kaplan Sterling Investments for nine years. Outside of his advisory role, he is a licensed insurance agent and a licensed notary in Iowa. Tuve Investment Management provides discretionary asset management to individual and high-net-worth clients, managing approximately $133 million across more than 1,400 client relationships. The firm utilizes a combination of technical and fundamental analysis to create tailored portfolios and employs both long-term and short-term trading strategies to meet client objectives.
Stanley T
Series 65
Waterloo, IA
Tuve Investment Management, Inc.
Stanley Tuve is a financial advisor at Tuve Investment Management, Inc. in Waterloo, IA, with seven years of industry experience. He holds a Series 65 designation and previously worked at Purshe Kaplan Sterling Investments from 2015 to 2018. Tuve Investment Management provides discretionary asset management to individual and high-net-worth clients, managing approximately $133.3 million across 1,409 client relationships. The firm employs a combination of technical and fundamental analysis to construct and manage tailored portfolios, offering continuous supervision and monthly reviews.
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