Twin Lakes Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$294,254,863
Clients
83
Advisors
2
across 2 offices
About
Twin Lakes Capital is a registered investment adviser that primarily serves individual and family clients, including high-net-worth households, managing about $314.7 million in discretionary assets for roughly 83 accounts with a small advisory team. The firm offers portfolio management and comprehensive financial planning, and for qualified clients it also facilitates investments in private funds and other alternative vehicles.
Twin Lakes describes a long-term, value-driven investment process that combines macro top-down and proprietary bottom-up fundamental analysis, with selective tactical and event-driven positions and a generally defensive bias to reflect typical client risk profiles. For clients who meet its “qualified client” criteria, the firm may recommend private investment funds that can be illiquid for extended periods and for which it accepts performance-based compensation on the fund allocation.
Distinctive features include a typical account minimum of $3 million (which the firm may waive) and the firm’s practice of receiving performance fees solely on client investments in third‑party private funds, a compensation arrangement that differs from the majority of advisors who do not charge performance fees. The firm operates only on a discretionary basis with a compact advisor team, and it participates in Schwab and TD Ameritrade institutional programs that provide business benefits to the firm in addition to custody and execution services.
Client services
Expertise
Fee options
$0 - $3,000,000: 1.25% annually $3,000,000 - $10,000,000: 1.00% annually $10,000,000 - $20,000,000: 0.75% annually $20,000,000+: 0.50% annually
10% performance fee on realized gains of private fund investments for qualified clients.
Account minimum: $3,000,000 Fee-only: Asset-based management fee with tiered rates as above; financial planning included when requested.
Main office
See office3 Lagoon Drive, Suite 150
Redwood Shores CA 94065
Advisors at this office
1
Offices (2)
Most active in
California · Hawaii · New Hampshire
Also doing business as
Twin Lakes Capital · Twin Lakes Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Frank Y
Series 63, Series 65
Honolulu, HI
Twin Lakes Capital
Frank Yi is a financial advisor at Twin Lakes Capital in Honolulu, HI, holding Series 63 and Series 65 licenses with 16 years of industry experience. He previously worked at TLA Capital Management, LLC for seven years. Twin Lakes Capital serves primarily higher-net-worth individuals and families, offering customized portfolio management and financial planning. The firm employs a long-term, value-oriented investment approach that integrates macroeconomic analysis with proprietary research and manages approximately $246 million in client assets.
Min K
Series 63, Series 65
Redwood Shores, CA
Twin Lakes Capital
Min Kim is a financial advisor at Twin Lakes Capital with Series 63 and Series 65 credentials and 38 years of industry experience. He has been with Twin Lakes Capital Management, LLC since 2005 and previously worked at First Allied Securities, Inc. from 2000 to 2006. Twin Lakes Capital primarily serves individual and family clients, including high-net-worth households, managing approximately $314.7 million in discretionary assets. The firm employs a long-term, value-driven investment approach that integrates top-down macro and bottom-up fundamental analysis, offering portfolio management and comprehensive financial planning with access to private funds for qualified clients.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)