Twin Peaks Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Twin Peaks Wealth Management provides investment advisory and financial planning services to individuals and families, trusts, businesses, charitable organizations, and sponsors of employer‑sponsored retirement plans. Services include discretionary portfolio management, comprehensive and targeted financial planning, implementation assistance, and performance reporting, with advisory compensation generally based on assets under management.
The firm follows a systematic process centered on strategic asset allocation with a tactical overlay, combining passive and active funds, separately managed accounts, individual securities and liquid‑alternative strategies to address client objectives and risk tolerances. It uses outsourced trading and model services (AIM/Nucleus), supports management of “assets held away,” and offers data aggregation and a client portal for ongoing monitoring and reporting.
Noteworthy for a single‑advisor independent RIA, Twin Peaks explicitly serves pension and profit‑sharing plan clients and provides employer‑sponsored retirement plan consulting, including both limited 3(21) fiduciary advice and full 3(38) discretionary investment manager services. The firm maintains a fee‑only policy (no product sales), offers plan implementation and participant education, and customizes plan engagements regardless of plan size.
Client services
Expertise
Occupation focus
Fee options
Typically $500-$2,500 depending on service (financial planning, consulting, implementation, plan reviews)
$0 - $500,000.00: 1.10% $500,000.01 - $1,000,000.00: 1.05% $1,000,000.01 - $2,000,000.00: 1.00% $2,000,000.01+: 0.90%
$150/hr for financial planning, consulting, implementation
Account minimum: $250,000 Fee-only: Flat fee $500-$2,500; Hourly fee $150/hr for financial planning, consulting, implementation, and plan reviews
Main office
2825 East Cottonwood Parkway, Suite 500
Cottonwood Heights UT 84121
Advisors at this office
1
Most active in
Utah
Also doing business as
Twin Peaks Wealth Management LLC · Wasatch Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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