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UAK Diversified Wealth Advisors

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Client assets under management

$113,000,000

Clients

233

23% high-net-worth

Advisors

2

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

117

Very High

Average account size

$484,979

About

UAK Diversified Wealth Advisors serves individual clients across the wealth spectrum, including high‑net‑worth households, by providing discretionary asset management, ongoing financial planning (offered in Basic, Premium and Executive tiers), and consulting. The firm also manages held‑away retirement and employer plan accounts through a third‑party connection platform to facilitate oversight without taking custody.

Investment programs emphasize evidence‑based, low‑expense diversified ETF and mutual‑fund solutions and draw on quantitative, fundamental, cyclical analysis and Modern Portfolio Theory to set allocations and risk targets. Portfolios are managed on a discretionary basis with periodic rebalancing, tax‑aware trades (including tax‑loss harvesting when appropriate), and at least quarterly account reviews.

Compared with peers, UAK is distinctive for operating five offices despite a small advisory team and roughly $113 million in discretionary assets, and for documenting the use of endorsements/testimonials and formal referral compensation arrangements (with required disclosures). The firm also highlights executive‑level planning features—including reimbursement options for individual tax return services, access to CFP®/CFA‑credentialed advice, and expanded monitoring of multiple held‑away accounts for larger clients.

Client services

Financial planning Portfolio management

Expertise

Tax-loss harvesting

Occupation focus

Executive

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Fee options

Percentage

$0 - $1,000,000: 1.50% annually (Active Management, under $250,000 at 1.50% and $250,000.01 to $1,000,000 at 1.0%) $1,000,001 - $2,000,000: 1.00% to 0.75% annually (flat fee on entire portfolio: $1,000,001-$2,000,000 at 1.00%; $2,000,001-$3,000,000 at 0.85%; over $3,000,000 at 0.75%) $0 - $1,000,000: 0.80% annually (Evidence based portfolios tiered: $0-$1,000,000 at 0.80%) $1,000,000.01 - $5,000,000: 0.60% annually $5,000,000.01 - $10,000,000: 0.40% annually $10,000,000.01 - $25,000,000: 0.36% annually over $25,000,000+: 0.32% annually

Other

Account minimum: $400,000 Fee-only: Financial Planning Fees - Basic: $3,400 to $4,500 annually; Premium: $5,200 to $7,400 annually; Executive: $8,200 to $11,700 annually; One-time Planning: $3,000 to $6,500.

Main office location

UAK Diversified Wealth Advisors

601 Carlson Parkway, Carlson Center Suite 1050

Minnetonka MN 55305, United States

Number of offices

5

Most active in

Minnesota · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Sarah K

CFP®

Minnetonka, MN

UAK Diversified Wealth Advisors

Sarah Kang is a CFP® professional with five years of industry experience currently advising at UAK Diversified Wealth Advisors. Her prior work includes two years at James Andre LLC. Outside of financial advising, she teaches piano at the MacPhail Center for Music and operates a small private piano studio. UAK Diversified Wealth Advisors serves individual clients across the wealth spectrum, offering discretionary asset management, tiered financial planning, and consulting. The firm focuses on evidence-based, low-expense ETF and mutual fund portfolios managed with quantitative and fundamental analysis, and provides specialized planning services for high-net-worth households.

Tax-loss harvesting Executive
user avatar

Ujae K

CFA®, Series 63

Minnetonka, MN

UAK Diversified Wealth Advisors

Ujae Kang is a financial advisor at UAK Diversified Wealth Advisors in Minnetonka, MN, holding the CFA® designation and Series 63 license with nine years of industry experience. His work history includes roles at UnitedHealth Group and James Andre LLC prior to his current position. He also spent five years at the Department of Human Services. UAK Diversified Wealth Advisors serves individual clients across the wealth spectrum, offering discretionary asset management and tiered financial planning services. The firm uses evidence-based, low-expense ETF and mutual fund strategies with quantitative and fundamental analysis, managing portfolios on a discretionary basis with tax-aware trading and periodic reviews.

Tax-loss harvesting Executive
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