UAK Diversified Wealth Advisors

UAK Diversified Wealth Advisors serves individual clients, including high‑net‑worth households, with discretionary asset management and tiered financial planning services (Basic, Premium, Executive) as well as one‑time plans and consulting. The firm reports roughly $123 million in assets under management across about 267 client relationships and operates with a small advisory team.

The firm combines evidence‑based, low‑expense diversified ETF solutions with quantitative, fundamental and cyclical analysis and modern portfolio theory, and also offers a separate active research approach for clients who seek manual rebalancing or stock/mutual‑fund selection and tax‑sensitive trades. It typically manages accounts on a discretionary basis, conducts quarterly reviews, and can manage held‑away retirement accounts via a third‑party connectivity platform to rebalance and harvest losses without taking custody.

Two features the brochure highlights as atypical for a firm of this size are its multi‑office footprint and its use of client referrals/testimonials: the firm maintains five offices while operating with a two‑advisor team, and it discloses arrangements to compensate referring parties (including written disclosures to referred clients). The firm also emphasizes specialized planning for executive compensation arrangements (stock options, deferred compensation, generational transfer/charitable strategies) and makes tax‑coordination services available at the executive planning level.