UAS Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$309,009,384
Clients
342
Advisors
4
of 6 employees
About
UAS Asset Management provides investment management to individuals (including high‑net‑worth clients) and their related entities such as trusts, estates and retirement plans, as well as for‑profit and not‑for‑profit corporations, endowments, foundations and pension plans of municipalities and other public entities. The firm delivers services through separately managed accounts and by acting as investment manager and managing member/general partner to a private pooled investment vehicle, Kitty Hawk Investment Partners, LP.
The firm’s investment process relies on fundamental, bottom‑up analysis and typically employs relatively concentrated portfolios of established companies for separately managed accounts, with bond exposure added as appropriate. UAS manages its pooled vehicle with a materially different, more speculative approach that may include leverage, derivatives, short selling and more frequent trading, and it uses allocation practices such as an average‑price account to seek equitable trade execution across clients.
What distinguishes UAS from many peers is its role as a private fund sponsor and general partner that receives performance‑based allocations from the Fund and from certain separately managed accounts, and its ability to negotiate bespoke terms for some limited partners. The firm also notes long‑standing client relationships spanning decades and an explicit practice of serving municipal and other public pension clients, a client type that is uncommon among similarly categorized advisers.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% annually $500,000 - $2,500,000: 1.25% annually $2,500,000 - $5,000,000: 1.00% annually $5,000,000+: 0.75% annually
Performance-based fees of 20% of net profits in excess of a hurdle rate for Fund investors; certain separately managed account clients may also pay performance-based fees as specified in advisory agreements.
Main office
655 Third Avenue, Suite 2906
New York NY 10017
Advisors at this office
4
Most active in
California · Connecticut · Florida · Georgia · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania · Virginia
Also doing business as
Mora Securiites, Inc. · Uas Asset Management · United American Securities, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)