Albuquerque, NM Office

Troy Tunell is a financial advisor with UBS Financial Services in Albuquerque, NM, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been with UBS since 2009. Tunell serves as an advisor to the American Bankers Association, contributing to the content and planning of the ABA Wealth Management and Trust conference. UBS Financial Services serves individual, corporate, and institutional clients, offering a range of brokerage and advisory services including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management, employing proprietary research and model-based asset allocations to tailor solutions for clients.

Melissa Tafoya is a financial advisor at UBS Financial Services in Albuquerque, NM, holding a Series 66 license with one year of industry experience. Her prior work includes roles at Merrill, Bank of America, and Charles Schwab. Outside of her advisory work, she has been a caregiver for her brother since 2013. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Jason Penn is a financial advisor with UBS Financial Services in Albuquerque, NM. He holds a Series 66 designation and has five years of industry experience. Prior to joining UBS in 2019, he worked at Symmetry Financial Group and has operated a small gemstone-cutting business, Jason Penn Designs, for over 30 years, participating in trade shows and selling to wholesalers. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management through proprietary research and tailored asset allocation strategies.

Jose Munoz Jr. is a financial advisor with UBS Financial Services in Albuquerque, NM, holding a Series 66 designation and 20 years of industry experience. His prior roles include positions at Morgan Stanley, Wells Fargo Clearing, and Morgan Stanley & Co. LLC. UBS Financial Services serves individual, corporate, and institutional clients with a combination of brokerage and investment advisory offerings, utilizing proprietary capital market assumptions, model-based asset allocations, and research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services, providing a broad range of capital markets and advisory solutions.

William Schifani is a financial advisor at UBS Financial Services with 34 years of industry experience. He has been with UBS since 1992 and holds Series 63 and Series 65 designations. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research-driven, tailored financial plans.

Karl Schlierf is a financial advisor at UBS Financial Services with eight years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Merrill, Morgan Stanley, E*TRADE Securities, and Fidelity Brokerage Services. Outside of his advisory role, Schlierf is involved in real estate through his ownership of Bluebird Real Estate LLC, where he buys, renovates, and manages residential properties. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and access to proprietary research and capital markets capabilities.

Clarence Hughes is a financial advisor with UBS Financial Services in Albuquerque, NM, holding Series 63, 65, and 66 licenses and possessing 13 years of industry experience. His prior roles include positions at Wells Fargo NA, REDW Wealth LLC, BOK Financial Securities, Inc., and Allspring Global Investments, LLC. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary capital market research and model-based asset allocations to tailor plans to client goals. The firm integrates institutional trading capabilities with wealth management services and provides a broad range of capital markets and advisory solutions.

David Bruner is a financial advisor at UBS Financial Services with 30 years of industry experience. He has been with UBS since 2009 and holds Series 63 and Series 65 licenses. Bruner serves on the investment advisory committee for the New Mexico Community Foundation, providing advice on scholarships and grants. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans according to clients' goals and risk tolerances.