Anchorage, AK A Street Office

Team
Updated today
UBS Financial Services logo

UBS Financial Services

Institution

Firm-wide stats for UBS Financial Services

Total advisors

9,351

Across 995 offices

Clients per advisor

117 High

Avg AUM per client

$693,691 High

HNW client ratio

78% Very High

About

UBS Financial Services Inc. serves individual, corporate and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning, discretionary and non‑discretionary portfolio management, wrap fee programs and distribution of mutual funds and alternative products. The firm is registered as a broker‑dealer, an investment adviser and a futures commission merchant and also provides custody, underwriting and other capital markets services through its platform.

Advisory work is delivered through a network of Financial Advisors who use proprietary capital market assumptions, model-based asset allocations and research from the Chief Investment Office and UBS Global Research (INV Research) to tailor plans and probabilistic analyses to clients’ stated goals and risk tolerances. When engaged for fee‑based Financial Planning Services the firm acts in a fiduciary capacity and discloses and monitors relevant conflicts such as revenue sharing, sweep arrangements and the firm’s trading practices.

Compared with many peers, UBS combines institutional trading capabilities with wealth management services: it operates as a futures commission merchant, conducts principal trading and market‑making (including markups/markdowns and underwriting activity) and uses internal pricing practices that are less common among large advisory institutions. The firm also distributes proprietary periodic research and maintains affiliated banking and securities‑backed lending programs and data‑analytics (Strategic Insights) arrangements with product providers, all of which broaden its service set and are disclosed in its Form ADV.

Based on UBS Financial Services

Expertise

General retirement planning Cash flow / budgeting Equity compensation tax strategy

Based on UBS Financial Services

Occupation focus

Executive Founder/Business Owner

Based on UBS Financial Services

Demographic focus

Mid-Career Professionals Approaching retirement

Based on UBS Financial Services

Location

3000 A Street, Suite 100

Anchorage AK 99503

Advisors at this office

15

Advisors at this office

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Brayden N

Series 66

Anchorage, AK

UBS Financial Services

Brayden Neeser is a financial advisor with UBS Financial Services in Anchorage, AK, holding a Series 66 designation and four years of industry experience. He previously worked at Merrill and KeyBank and has concurrent part-time experience in the hospitality industry as a server, bartender, and cook at Little Italy Restaurant. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management through proprietary research and model-based asset allocations.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Lan L

Series 63, Series 66

Anchorage, AK

UBS Financial Services

Lan Lam is a financial advisor with UBS Financial Services in Anchorage, AK, holding Series 63 and Series 66 licenses and three years of industry experience. Prior to joining UBS in 2025, Lan worked at Allocated and Janus Henderson Investors and Distributors. Lan also has experience as an entrepreneur in the personal care industry through ownership and operation of OMG Nails and Spa. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and advisory offerings, utilizing proprietary research and model-based asset allocation to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services, providing a broad range of investment and capital markets solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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James S

Series 63, Series 65

Anchorage, AK

UBS Financial Services

James Speyerer is a financial advisor at UBS Financial Services with 35 years of industry experience. He has held his position at UBS since 2005 and holds Series 63 and Series 65 designations. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services, offering access to proprietary research, capital markets services, and securities-backed lending programs.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Ha N

Series 66

Anchorage, AK

UBS Financial Services

Ha Nguyen is a financial advisor with UBS Financial Services in Anchorage, Alaska, holding a Series 66 designation and five years of industry experience. Prior to joining UBS in 2026, Ha worked at Merrill for eight years and has professional experience extending back to roles at Pro Nails and the University of Anchorage Alaska. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, utilizing proprietary market research and model-based asset allocations to tailor financial plans. The firm combines institutional trading capabilities with wealth management services across a broad platform of offerings.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Ian N

Series 66

Anchorage, AK

UBS Financial Services

Ian Nicoll is a financial advisor with UBS Financial Services in Anchorage, AK. He holds a Series 66 designation and has seven years of industry experience, including four years at LSI Solutions prior to joining UBS in 2019. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to provide tailored financial planning and portfolio management.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Richard H

Series 65, Series 66

Anchorage, AK

UBS Financial Services

Richard Henningsen is a financial advisor at UBS Financial Services with 20 years of industry experience. He holds Series 65 and Series 66 licenses and has been with UBS since 2013. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor investment plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Thomas S

Series 63, Series 65

Anchorage, AK

UBS Financial Services

Thomas Stoner is a financial advisor with UBS Financial Services in Anchorage, AK, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been with UBS Financial Services since 2009. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory offerings, combining institutional trading capabilities and wealth management services through a platform that includes proprietary research and model-based asset allocations tailored to client goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Kyle H

Series 66

Anchorage, AK

UBS Financial Services

Kyle Head is a financial advisor at UBS Financial Services with eight years of industry experience. He has worked at UBS since 2017, and prior to that was employed by United Parcel Service from 2015 to 2017. Outside of his advisory role, Kyle is the proprietor of KH Photography and is a partner in a campground and parking business in Whittier, Alaska. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management, utilizing proprietary research and asset allocation models to tailor advice to clients.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Timothy W

Series 63, Series 65

Anchorage, AK

UBS Financial Services

Timothy Whitworth is a financial advisor at UBS Financial Services with 38 years of industry experience. He has been with UBS since 2001 and holds Series 63 and Series 65 certifications. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Cameron B

Series 63, Series 65, Series 66

Anchorage, AK

UBS Financial Services

Cameron Barrows is a financial advisor with UBS Financial Services in Anchorage, Alaska, holding Series 63, 65, and 66 credentials and 11 years of industry experience. Prior to joining UBS in 2017, he worked at Key Bank from 2014 to 2017. He serves on the boards of the Anchorage Community YMCA and the Anchorage Concert Association, contributing to nonprofit governance and fundraising efforts. He also acts as treasurer for his child's school PTA. UBS Financial Services provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering financial planning, portfolio management, and access to a broad range of investment products through a combination of proprietary research and institutional trading capabilities.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Ingrid G

Series 66

Anchorage, AK

UBS Financial Services

Ingrid Gavalya is a financial advisor at UBS Financial Services with two years of industry experience. Her prior work history includes roles at RW Baird and entrepreneurial experience with 907 Electric. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining model-based asset allocations and proprietary research to tailor plans to client goals. The firm offers a broad range of trading, underwriting, and wealth management services with institutional capabilities.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Michael M

Series 63, Series 65

Anchorage, AK

UBS Financial Services

Michael Meek is a financial advisor with UBS Financial Services in Anchorage, AK, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with UBS since 2003. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, offering a wide range of capital markets and research-driven investment solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Olivia D

Series 66

Anchorage, AK

UBS Financial Services

Olivia Dekreon is a Series 66 licensed financial advisor with nine years of industry experience, currently practicing at UBS Financial Services since 2020. She previously worked at Merrill and Bank of America, N.A. Outside of her advisory role, she is involved as an essential oil distributor with doTERRA, providing a purchasing option for friends and family. UBS Financial Services serves a diverse client base including individuals, corporations, and institutions through brokerage and advisory services. The firm utilizes proprietary research and model-based asset allocations to tailor financial plans and combines institutional trading capabilities with wealth management offerings.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Tammy H

Series 63, Series 65

Anchorage, AK

UBS Financial Services

Tammy Head is a financial advisor with UBS Financial Services in Anchorage, AK, holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. She has been with UBS since 2005. Outside of advisory work, she serves as a committee member for the Alaska Community Foundation, where she interviews scholarship applicants, and is a partner in a family business operating a boat parking lot and campground in Whittier, Alaska. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, offering fee-based financial planning, discretionary and non-discretionary portfolio management, and a range of capital markets services through a large network of advisors. The firm combines institutional trading capabilities with wealth management and uses proprietary research and model-based asset allocations to tailor client solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Jeffrey H

Series 63, Series 65

Anchorage, AK

UBS Financial Services

Jeffrey Head is a financial advisor at UBS Financial Services with 42 years of industry experience. He has been with UBS since 2005 and holds Series 63 and Series 65 designations. Outside of his advisory role, he is a partner in Passage Canal Development, a seasonal campground and parking facility supporting boaters in Whittier, Alaska. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings. The firm integrates institutional trading capabilities with wealth management services, employing proprietary research and model-based asset allocations to tailor financial plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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