Bangor, ME Merchant's Plaza Office

Kathleen Shane is a financial advisor with UBS Financial Services in Bangor, ME, holding a Series 66 designation and four years of industry experience. She has worked at UBS since 2018 and previously held positions at Epstein Commercial Real Estate and Downeast Toyota. Shane serves on the governance committee of the Literacy Volunteers of Bangor. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and research to tailor financial plans and portfolios. The firm combines institutional trading capabilities with wealth management services and operates as a broker-dealer, investment adviser, and futures commission merchant.

Kirsten Ismail is a CFP® with 29 years of industry experience, currently serving as a financial advisor at UBS Financial Services since 2009. She is based in Bangor, ME, and holds Series 63 and Series 65 licenses. Outside of her advisory role, Ismail serves on the Investment Committee of the local YMCA, where she reviews portfolio performance and makes recommendations for the foundation and endowment portfolios. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, leveraging proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm combines wealth management services with institutional trading capabilities and offers a wide range of financial products and capital markets services.

Peter Buzzini is a financial advisor at UBS Financial Services with 20 years of industry experience. He has worked at UBS since 2007 and holds a Series 66 designation. Outside of his advisory work, he serves on the board of directors and chairs the Finance Committee for the Penobscot Valley Ski Club, which promotes local skiing activities in Maine. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to tailor financial plans. The firm combines wealth management with institutional trading capabilities and offers a broad range of capital markets services.

Kelly Scheetz is a financial advisor at UBS Financial Services with 17 years of industry experience. She holds the Series 66 designation and has been with UBS since 2002. Outside of her advisory role, she serves on a steering committee for the Bangor Region Leadership Institute, contributing to alumni functions and database management. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory solutions. The firm integrates proprietary research and model-based asset allocations to tailor financial plans and manages a range of services including discretionary portfolio management, capital markets activities, and wealth management.

Michael Richard Cormier is a financial advisor at UBS Financial Services with 12 years of industry experience. He holds the Series 66 designation and has been with UBS since 2013. Cormier provides pro bono financial planning services to underserved communities through the Foundation for Financial Planning. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research to tailor investment strategies to clients’ goals and risk tolerances.

Dustin Roeder is a financial advisor with UBS Financial Services in Bangor, ME, holding Series 63 and Series 65 licenses and having 21 years of industry experience. He previously worked at Ameriprise Financial Services, Inc. for seven years. He also serves in fiduciary roles such as attorney-in-fact, trustee, and personal representative. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory services, combining proprietary research and model-based asset allocations to tailor plans to clients' goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services and offers a broad range of investment products and advisory solutions.

Karen Lamberton is a financial advisor with UBS Financial Services in Bangor, ME, holding Series 63 and Series 65 designations and possessing 27 years of industry experience. She has been with UBS Financial Services since 1992. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients. The firm combines institutional trading capabilities with wealth management services and offers a range of solutions including fee-based financial planning, portfolio management, and distribution of mutual funds and alternative products.

Audrey Wood is a financial advisor at UBS Financial Services with 26 years of industry experience. She has worked at UBS since 2018 and previously at RBC Capital Markets from 2015 to 2018. Outside of her advisory role, she serves as treasurer and pays bills for a concrete construction company she owns in a passive capacity and also provides notary services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and mutual fund distribution. The firm combines institutional trading capabilities with wealth management services and delivers advisory work using proprietary research and model-based allocations.