Bayside, NY Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMTotal client AUM
$761,713,741,255
ClientsTotal clients
1,098,059
AdvisorsAdvisors at this office
2
Of 9,303 advisors across 992 offices
Location
Bayside NY
Advisors at this office
2
Advisors at this office
Peter K
Series 63, Series 66
Bayside, NY
UBS Financial Services
Peter Kim is a financial advisor with UBS Financial Services Inc. and holds Series 63 and Series 66 credentials. He has 16 years of industry experience and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and uses research from its Chief Investment Office and global teams to tailor client solutions.
Richard K
Series 66
Bayside, NY
UBS Financial Services
Richard Kaufman is a financial advisor at UBS Financial Services with 15 years of industry experience. He holds a Series 66 designation and has been with UBS since 2014. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides proprietary research and capital markets solutions.
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