Colorado Springs, CO South Cascade Ave Office

Team
Updated today
UBS Financial Services logo

UBS Financial Services

Institution

Firm-wide stats for UBS Financial Services

Total advisors

9,324

Across 989 offices

Clients per advisor

118 High

Avg AUM per client

$693,691 High

HNW client ratio

78% Very High

About

UBS Financial Services Inc. serves individual, corporate and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning, discretionary and non‑discretionary portfolio management, wrap fee programs and distribution of mutual funds and alternative products. The firm is registered as a broker‑dealer, an investment adviser and a futures commission merchant and also provides custody, underwriting and other capital markets services through its platform.

Advisory work is delivered through a network of Financial Advisors who use proprietary capital market assumptions, model-based asset allocations and research from the Chief Investment Office and UBS Global Research (INV Research) to tailor plans and probabilistic analyses to clients’ stated goals and risk tolerances. When engaged for fee‑based Financial Planning Services the firm acts in a fiduciary capacity and discloses and monitors relevant conflicts such as revenue sharing, sweep arrangements and the firm’s trading practices.

Compared with many peers, UBS combines institutional trading capabilities with wealth management services: it operates as a futures commission merchant, conducts principal trading and market‑making (including markups/markdowns and underwriting activity) and uses internal pricing practices that are less common among large advisory institutions. The firm also distributes proprietary periodic research and maintains affiliated banking and securities‑backed lending programs and data‑analytics (Strategic Insights) arrangements with product providers, all of which broaden its service set and are disclosed in its Form ADV.

Based on UBS Financial Services

Expertise

General retirement planning Cash flow / budgeting Equity compensation tax strategy

Based on UBS Financial Services

Occupation focus

Executive Founder/Business Owner

Based on UBS Financial Services

Demographic focus

Mid-Career Professionals Approaching retirement

Based on UBS Financial Services

Location

90 South Cascade Ave, Suite 930

Colorado Springs CO 80903

Advisors at this office

12

Advisors at this office

user avatar

Craig C

Series 66

Colorado Springs, CO

UBS Financial Services

Craig Cisney is a financial advisor with UBS Financial Services in Colorado Springs, CO, holding a Series 66 designation and 13 years of industry experience. He previously worked at Morgan Stanley in various capacities from 2013 to 2026. Outside of his advisory work, he is active as a stand-up comedian, emcee for charitable events, and motivational speaker. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to provide tailored financial planning and portfolio management.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Caitlin A

Series 66

Colorado Springs, CO

UBS Financial Services

Caitlin Alcon is a financial advisor at UBS Financial Services with 20 years of industry experience and holds a Series 66 designation. She previously worked at RBC Capital Markets Corporation and Morgan Stanley Private Bank. Alcon serves as a board member of the Pueblo Latino Chamber of Commerce Finance Committee. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory services, combining institutional trading capabilities with wealth management through proprietary research and model-based asset allocations.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Michael C

Series 63, Series 65

Colorado Springs, CO

UBS Financial Services

Michael Collins is a financial advisor at UBS Financial Services with 45 years of industry experience. He holds Series 63 and Series 65 designations and has been with UBS since 2013. Outside of his advisory work, he manages a wine and spirits business, Vintage's Wine and Spirits, which he opened in 1997. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Alexander C

Series 66

Colorado Springs, CO

UBS Financial Services

Alexander Cintron is a financial advisor with UBS Financial Services and holds a Series 66 designation. He has been with UBS since 2025 and has prior experience working with Greek House Chefs. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research, custody, underwriting, and capital markets support through its comprehensive platform.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Philip B H

Series 63, Series 65

Colorado Springs, CO

UBS Financial Services

Philip B Hess is a financial advisor at UBS Financial Services with 12 years of industry experience. He holds Series 63 and Series 65 designations and has been with UBS since 2014, based in Colorado Springs, CO. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor investment strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Justin F

Series 66

Colorado Springs, CO

UBS Financial Services

Justin French is a financial advisor at UBS Financial Services with 17 years of industry experience. He holds a Series 66 designation and has worked at UBS since 2017. Prior to joining UBS, he was employed by Equitrust Marketing Serv LLC and Farm Bureau from 2010 to 2017. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory solutions, including fee-based financial planning and portfolio management. The firm leverages proprietary capital market assumptions and research from its Chief Investment Office and UBS Global Research to tailor plans aligned with clients' goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Calvin M

Series 63, Series 65

Colorado Springs, CO

UBS Financial Services

Calvin Mason is a financial advisor at UBS Financial Services with 34 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Morgan Stanley and its affiliated entities for over a decade prior to joining UBS. He is based in Colorado Springs, CO. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Curtis C. B

Series 63, Series 65

Colorado Springs, CO

UBS Financial Services

Curtis C. Brown is a financial advisor with UBS Financial Services in Colorado Springs, CO, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He has been with UBS since 2013. Outside of his advisory role, he serves on the board of the Colorado Baptist Foundation, overseeing investments and loans to affiliated churches, and is a board member of the Colorado Springs Health Foundation, where he monitors investments and participates in grant distribution. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management, and utilizing proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Lara C

Series 66

Colorado Springs, CO

UBS Financial Services

Lara Crowell is a financial advisor with UBS Financial Services in Colorado Springs, CO, holding a Series 66 designation and 22 years of industry experience. She has been with UBS since 2004. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, utilizing proprietary capital market assumptions, model-based asset allocations, and research to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services, offering a broad range of financial products and advisory solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Edgardo C

Series 63, Series 65

Colorado Springs, CO

UBS Financial Services

Edgardo Cintron is a financial advisor at UBS Financial Services with 36 years of industry experience. He has held positions at Merrill from 1992 to 2009 before joining UBS in 2013. He holds Series 63 and Series 65 credentials and is based in Colorado Springs, CO. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and provides research-driven, tailored investment strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Josephine T

Series 63, Series 65

Colorado Springs, CO

UBS Financial Services

Josephine Tamez is a financial advisor at UBS Financial Services with 24 years of industry experience. She previously worked at T Rowe Price for 18 years and D.A. Davidson & Co. for three years before joining UBS in 2025. She holds Series 63 and Series 65 licenses. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm employs proprietary research and model-based asset allocations to tailor financial plans and portfolio management to client goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Curtis B

Series 66

Colorado Springs, CO

UBS Financial Services

Curtis Brown is a financial advisor at UBS Financial Services in Colorado Springs, holding a Series 66 designation with four years of industry experience. Prior to joining UBS in 2021, he worked at DevReady for five years. He serves as Treasurer for the Denver Mile High Rotary, where he manages budgeting, fundraising, and financial reporting for community service projects focused on local needs such as youth programs and mental health. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory offerings, utilizing proprietary research and model-based asset allocations to develop tailored financial plans. The firm combines wealth management with institutional trading capabilities and provides a broad range of capital markets services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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