Indian Wells, CA 280 Highway 111 Office

Cody Finley is a financial advisor with UBS Financial Services in Indian Wells, CA, holding a Series 66 designation and eight years of industry experience. His career includes roles at Ameriprise Financial Services and the University of Arizona. UBS Financial Services provides a range of brokerage and investment advisory services to individual, corporate, and institutional clients, combining institutional trading capabilities with wealth management. The firm utilizes proprietary research and model-based asset allocations to tailor investment plans to clients’ goals and risk tolerances.

Patrick Lizza is a financial advisor with UBS Financial Services in Indian Wells, CA, holding a Series 66 designation and 14 years of industry experience. He has been with UBS since 2011. Outside of his advisory role, he serves on the Golf Tournament Committee for the Boys and Girls Club of Coachella Valley as Tournament Prize Chairman. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm integrates institutional trading capabilities with wealth management services and offers a broad range of capital markets and lending programs.

Ruth Lazarski is a financial advisor at UBS Financial Services with 18 years of industry experience. She has held roles at both UBS and Merrill, working at Merrill for 14 years before joining UBS in 2022. Outside of her advisory work, she is involved in a construction company, Hill Crest Construction, LLC, where she performs light administrative duties. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans according to clients' goals and risk tolerances.

Phillip Tanner is a Certified Financial Planner® (CFP®) with 10 years of industry experience. He is currently with UBS Financial Services and has previously worked at firms including United Capital Financial Advisers, Cetera Advisor Networks LLC, LPL Financial, Jensen Wealth Advisors, and Girard Securities. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services supported by proprietary research and model-based asset allocations.

Ann Fredlin is a financial advisor with UBS Financial Services in New York, NY, holding Series 63, 65, and 66 licenses and having 31 years of industry experience. She worked at Morgan Stanley Smith Barney from 2009 to 2021 before joining UBS in 2022. Outside of her advisory role, she is a producer on a television show called Mah jongg. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory offerings, including financial planning and portfolio management, supported by proprietary research and institutional trading capabilities.

Stacy M Porras is a financial advisor with UBS Financial Services in Indian Wells, CA, holding a Series 66 designation and 14 years of industry experience. She has been with UBS since 2007. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations with a broad platform that includes institutional trading capabilities and wealth management services.

Crystalinda Ray is a Series 66-licensed financial advisor with three years of industry experience, currently with UBS Financial Services. She previously worked at Ameriprise Financial Services for seven years and operated Ray Enterprises, Inc. for fifteen years. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and providing access to proprietary research, portfolio management, and capital markets solutions.

James Bruner is a financial advisor with UBS Financial Services in Indian Wells, CA, holding Series 63 and Series 66 credentials and 27 years of industry experience. He has been with UBS since 2007. Bruner serves on the board of directors for the Riverside International Automotive Museum. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, employing model-based asset allocations and proprietary research to tailor financial plans. The firm combines institutional trading capabilities with wealth management services and operates as a broker-dealer, investment adviser, and futures commission merchant.