Miami, FL Office

Team
Updated today
UBS Financial Services logo

UBS Financial Services

Institution

Firm-wide stats for UBS Financial Services

Total advisors

9,352

Across 995 offices

Clients per advisor

117 High

Avg AUM per client

$693,691 High

HNW client ratio

78% Very High

About

UBS Financial Services Inc. serves individual, corporate and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning, discretionary and non‑discretionary portfolio management, wrap fee programs and distribution of mutual funds and alternative products. The firm is registered as a broker‑dealer, an investment adviser and a futures commission merchant and also provides custody, underwriting and other capital markets services through its platform.

Advisory work is delivered through a network of Financial Advisors who use proprietary capital market assumptions, model-based asset allocations and research from the Chief Investment Office and UBS Global Research (INV Research) to tailor plans and probabilistic analyses to clients’ stated goals and risk tolerances. When engaged for fee‑based Financial Planning Services the firm acts in a fiduciary capacity and discloses and monitors relevant conflicts such as revenue sharing, sweep arrangements and the firm’s trading practices.

Compared with many peers, UBS combines institutional trading capabilities with wealth management services: it operates as a futures commission merchant, conducts principal trading and market‑making (including markups/markdowns and underwriting activity) and uses internal pricing practices that are less common among large advisory institutions. The firm also distributes proprietary periodic research and maintains affiliated banking and securities‑backed lending programs and data‑analytics (Strategic Insights) arrangements with product providers, all of which broaden its service set and are disclosed in its Form ADV.

Based on UBS Financial Services

Expertise

General retirement planning Cash flow / budgeting Equity compensation tax strategy

Based on UBS Financial Services

Occupation focus

Executive Founder/Business Owner

Based on UBS Financial Services

Demographic focus

Mid-Career Professionals Approaching retirement

Based on UBS Financial Services

Location

Miami FL

Advisors at this office

16

Advisors at this office

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Edward M

Series 63, Series 65

Miami, FL

UBS Financial Services

Edward Mirsky is a financial advisor with UBS Financial Services in San Diego, CA, holding Series 63 and Series 65 credentials and 26 years of industry experience. He has been with UBS since 2010. Outside the financial industry, he is a partner in TOPGAN DRONES, LLC, a company focused on unmanned aerial vehicle applications, and owner of a personal holding company for real estate investments in Spain. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings that include fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor client solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Jonathan G

Series 63, Series 65, Series 66

Miami, FL

UBS Financial Services

Jonathan Grabel is a financial advisor with UBS Financial Services in Miami, FL, holding Series 63, 65, and 66 licenses and bringing 41 years of industry experience. He has been with UBS since 2010. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and offers research-driven, model-based asset allocation tailored to clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Alexander H

Series 66

Miami, FL

UBS Financial Services

Alexander Hurst is a financial advisor at UBS Financial Services in Miami, FL, holding a Series 66 designation with 16 years of industry experience. He has been with UBS Financial Services since 2010. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining wealth management with institutional trading capabilities and a broad range of capital markets services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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William G

Series 63, Series 65

Miami, FL

UBS Financial Services

William Grillo III is a financial advisor at UBS Financial Services with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Wells Fargo Clearing and Morgan Stanley. He serves as a trustee for a family trust outside of his advisory role. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory offerings, combining institutional trading capabilities with wealth management services and providing tailored investment strategies based on proprietary research.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Mark W

Series 63, Series 65

Miami, FL

UBS Financial Services

Mark Wilkins is a financial advisor with UBS Financial Services in Miami, FL, holding Series 63 and Series 65 licenses and offering 32 years of industry experience. He worked at Merrill for 15 years before joining UBS in 2015. Wilkins serves on the Board of Directors of the Second Ranger Battalion Assistance Foundation, a nonprofit supporting Rangers and their families. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, leveraging proprietary research and model-based asset allocations to tailor client solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Richard S

Series 63, Series 65

Miami, FL

UBS Financial Services

Richard Suss is a financial advisor with UBS Financial Services in Miami, FL, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with UBS since 2000. Outside of his advisory role, Suss serves on the loan committee and as secretary for the Greater Miami Business Opportunity Fund, which supports minority, veteran, and women small business owners. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings. The firm integrates institutional trading capabilities with wealth management services to tailor solutions based on proprietary research and client goals.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Olivia Sanchez M

Series 66

Miami, FL

UBS Financial Services

Olivia Sanchez Mc Kay is a financial advisor at UBS Financial Services with nine years at the firm and three years of industry experience. She holds a Series 66 designation and previously worked at Brown & Brown Insurance. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services and proprietary research to tailor plans to client goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Joshua K

Series 66

Miami, FL

UBS Financial Services

Joshua Knickerbocker is a financial advisor at UBS Financial Services with seven years of industry experience. He has been with UBS since 2016 and holds a Series 66 designation. Knickerbocker serves as President of the FIU Honors College Alumni Community Board, where he supports alumni engagement and development. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to provide tailored financial planning and portfolio management.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Delia E

Series 66

Miami, FL

UBS Financial Services

Delia Espinosa is a financial advisor at UBS Financial Services in Miami, FL, holding a Series 66 designation with 15 years of industry experience. She has been with UBS since 2007, including 16 years at UBS AG-Miami. UBS Financial Services serves individual, corporate, and institutional clients with brokerage and investment advisory solutions, combining proprietary capital market research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances. The firm integrates institutional trading capabilities with wealth management services and offers a wide range of financial products and capital markets services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Jose Joaquin F

Series 66

Miami, FL

UBS Financial Services

Jose Joaquin Figueroa is a financial advisor with UBS Financial Services in Miami, FL, holding a Series 66 designation and 14 years of industry experience. His prior roles include positions at Morgan Stanley Private Bank, N.A., and Morgan Stanley Smith Barney LLC. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering a range of financial planning and portfolio management solutions supported by proprietary research and institutional trading capabilities.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Enrique T

Series 63, Series 65

Miami, FL

UBS Financial Services

Enrique Torrens is a financial advisor at UBS Financial Services with 30 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Morgan Stanley for six years before joining UBS in 2022. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary capital market assumptions and research to tailor plans and portfolio management based on clients’ goals and risk tolerances.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
user avatar

Beatriz C

Series 66

Miami, FL

UBS Financial Services

Beatriz Cardona Adams is a financial advisor with UBS Financial Services in Miami, FL, holding a Series 66 credential and 24 years of industry experience. She has been with UBS since 2015. Outside of her advisory role, she owns multiple rental properties in Lexington, Kentucky. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining proprietary research and model-based asset allocations to tailor financial plans. The firm operates with institutional trading capabilities alongside wealth management services.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Emily Z

Series 66

Miami, FL

UBS Financial Services

Emily Zubizarreta is a financial advisor at UBS Financial Services with three years of industry experience. She holds a Series 66 designation and has worked at UBS since 2020. Prior to her advisory role, she held positions at Columbia Sportswear and the Miami Seaquarium, as well as teaching roles at various educational institutions. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, leveraging proprietary research and a broad platform to tailor client solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Kylie S

CFP®, Series 66

Miami, FL

UBS Financial Services

Kylie Saigol is a CFP®-certified financial advisor with six years of industry experience, currently with UBS Financial Services in Miami, FL. Her work history includes multiple roles at UBS Financial Services and positions at the University of Miami. UBS Financial Services Inc. serves individual, corporate, and institutional clients offering brokerage and investment advisory services, including financial planning, portfolio management, and distribution of various investment products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client strategies.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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Marc Oliver P

Series 66

Miami, FL

UBS Financial Services

Marc Oliver Petzinger is a financial advisor at UBS Financial Services with two years of industry experience. He has worked with UBS since 2010, including roles at UBS AG Zurich Branch and UBS Business Solutions AG before joining UBS Financial Services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client solutions.

General retirement planning Cash flow / budgeting Equity compensation tax strategy Executive Founder/Business Owner Mid-Career Professionals Approaching retirement
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