New York, NY 11 Madison Avenue Office

Richard Daetwiler is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 credential and 25 years of industry experience. He has been with UBS Financial Services since 2013. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research to tailor investment plans to clients' goals and risk tolerances.

Dawei Qian is a financial advisor at UBS Financial Services with nine years of industry experience. He holds the Series 66 designation and previously worked at John W Bristol from 2013 to 2017. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances.

Hannah Miller is a financial advisor at UBS Financial Services with Series 66 credentials and no prior industry experience before joining UBS in 2024. She previously worked at Duke University and Villa Maria Academy. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings supported by proprietary research and model-based asset allocations.

Kirsten Freer is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 66 licenses. She has 16 years of industry experience, including 13 years at Citi before joining UBS in 2022. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides fee-based financial planning, discretionary and non-discretionary portfolio management, and distributes proprietary research to tailor investment solutions.

Christopher Duffy is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 66 licenses and bringing 34 years of industry experience. He has been with UBS Financial Services since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Samuel Davidson is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with four years of industry experience. Prior to his current role at UBS, he worked at InVision Communications and has educational experience at Boston College and Fordham Preparatory School. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, including fee-based financial planning and portfolio management. The firm integrates proprietary research and institutional trading capabilities to tailor investment strategies to client goals and risk tolerances.

Yee Yip is a financial advisor at UBS Financial Services with three years of industry experience. He holds the Series 66 designation and has previously worked at Merrill and Tencent Holdings Limited. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, utilizing model-based asset allocations and proprietary research to tailor financial plans and portfolio management. The firm combines institutional trading capabilities with wealth management services, offering a wide range of capital markets and banking solutions.

Pierluigi Bottrighi is a financial advisor at UBS Financial Services with a Series 66 designation and one year of industry experience. He previously worked at UBS Switzerland AG and has an academic background including positions at ETH Zurich and the Politecnico di Milano. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, utilizing proprietary research and model-based asset allocations to tailor financial plans. The firm combines institutional trading capabilities with wealth management and offers a broad set of services including custody, underwriting, and capital markets activities.

Joseph Fishel is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and 23 years of industry experience. He has been with UBS Financial Services since 2014. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and incorporates proprietary research and model-based asset allocations in its advisory approach.

Lauren Brandel is a financial advisor at UBS Financial Services with 15 years of industry experience. She holds Series 63 and Series 66 designations and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services, operating as a broker-dealer, investment adviser, and futures commission merchant.

Roland Antonides is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with 14 years of industry experience. He has been with UBS Financial Services since 2006. Outside his advisory role, he is involved with Fitch Learning Inc., which provides financial education and training to students. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and offers proprietary research and affiliated banking programs.

Lars Soderberg is a financial advisor at UBS Financial Services with 9 years of industry experience. He holds the Series 66 designation and has been with UBS since 2016. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and a range of investment products. The firm combines institutional trading capabilities with wealth management, utilizing proprietary research and model-based asset allocations to tailor strategies to client goals.

Sang Oh is a financial advisor at UBS Financial Services with 17 years of industry experience. He has held positions at Auerbach Grayson & Co LLC and Knight Execution & Clearing Services LLC prior to joining UBS in 2019. He holds Series 63 and Series 66 designations. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and access to mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Yves Alain Sommerhalder is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with one year of industry experience. He has been associated with UBS AG in Zurich since 2002. Outside of his advisory role, he is the sole owner of Immoben Investment AG, a personal investment company based in Switzerland. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services to provide tailored financial planning and portfolio management.

Ray Marquette is a financial advisor with UBS Financial Services in New York, NY, holding a Series 63 designation and 24 years of industry experience. He has been with UBS since 2007. Outside of his advisory role, he manages a small commercial real estate property in Louisville, Kentucky, including serving as president and sole board member of Marquette Realty Inc., a family-owned property management business. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining institutional trading capabilities with wealth management. The firm uses proprietary research and model-based asset allocations to provide tailored financial planning and portfolio management.