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Olivier Diaz is a financial advisor with UBS Financial Services in New York, NY, holding a Series 66 designation and 24 years of industry experience. He has been with UBS and its affiliates since 2001, including UBS Financial Services since 2010. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings. The firm combines institutional trading capabilities with wealth management services and provides brokerage, advisory, custody, underwriting, and capital markets services.

Annemarie Rose Dim is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with six years of industry experience. She has been with UBS since 2019 and previously worked at J.C.D. Associates Inc. for 15 years. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering financial planning, portfolio management, and a range of investment products. The firm combines institutional trading capabilities with wealth management, utilizing proprietary research and model-based asset allocation to tailor strategies to client goals.

Robert Gordon Brown is a CFA® charterholder and holds a Series 66 license with 22 years of industry experience. He has been with UBS Financial Services since 2010. Outside of his advisory work, he serves as an investment advisor related to a life insurance trust connected to his family. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and advisory services, offering customized financial planning, portfolio management, and access to institutional trading capabilities.

Thomas Mcgivern is a Series 63 licensed financial advisor with UBS Financial Services in New York, NY. He has 31 years of industry experience and has been with UBS Financial Services since 2013. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm integrates proprietary research and institutional trading capabilities with wealth management services to tailor solutions aligned with clients’ goals and risk tolerances.

Daisy Feng is a financial advisor at UBS Financial Services in New York, NY, holding Series 63 and Series 66 licenses with 26 years of industry experience. She has been with UBS Financial Services since 2016. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and delivers advisory work using proprietary research and model-based asset allocations.

Corey Behm is a financial advisor at UBS Financial Services in New York, NY, holding a Series 66 designation with five years of industry experience. His prior roles include positions at Raymond James, E*TRADE Securities, and Morgan Stanley. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining proprietary research and model-based asset allocation to tailor financial plans. The firm offers a range of services including fee-based planning, portfolio management, and capital markets activities.

Patricia Sanchez Marin is a financial advisor at UBS Financial Services with 22 years of industry experience. She holds Series 63 and Series 66 credentials and has worked previously at JP Morgan Chase Bank and J.P. Morgan Securities. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering financial planning, portfolio management, and a range of capital markets solutions. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor client strategies.

John Carter is a financial advisor at UBS Financial Services with 16 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Morgan Stanley Smith Barney LLC for five years before joining UBS in 2020. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides proprietary research and capital markets expertise.

Andrew Mbaya is a Series 66-licensed financial advisor with nine years of industry experience, currently practicing at UBS Financial Services in New York, NY. His prior roles include positions at Oppenheimer and a contracting engagement with UBS Financial via Huxley Associates. UBS Financial Services Inc. serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, including financial planning, portfolio management, and product distribution. The firm integrates institutional trading capabilities with wealth management, leveraging proprietary research and capital market insights to tailor client solutions.

Timothy Turpin is a financial advisor with UBS Financial Services in New York, NY, holding Series 63 and Series 65 designations and possessing 30 years of industry experience. He has been with UBS Financial Services since 2013. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management, leveraging proprietary research and a broad service platform.

Barry Mcalinden is a financial advisor at UBS Financial Services with 24 years of industry experience. He has been with UBS since 2006 and holds Series 63 and Series 66 licenses. UBS Financial Services Inc. serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services through a broad platform that includes custody, underwriting, and capital markets activities.

Matthew Santini is a financial advisor at UBS Financial Services in New York, NY, with 19 years of industry experience. He holds Series 65 and Series 66 designations and has worked at UBS since 2019, previously working at Mass Mutual Life Insurance Company and MML Investors Services. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and provides research, capital markets, and custody services through its platform.

Jessica Santiago is a financial advisor at UBS Financial Services with 24 years of industry experience. She holds a Series 66 designation and previously worked at Morgan Stanley Smith Barney for 10 years before joining UBS in 2024. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning, portfolio management, and distribution of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor strategies to clients’ goals and risk tolerances.

Julio Leaty is a financial advisor with UBS Financial Services, holding Series 63 and Series 65 credentials and bringing 34 years of industry experience. He has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor investment plans.

Alexander Crank is a financial advisor at UBS Financial Services with 11 years at the firm and six years of industry experience. He holds the Series 66 designation. Outside of his advisory role, he serves on the board of directors for The Dance Project, a nonprofit organization involved in fundraising and organizing performances. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client solutions.