Plano, TX Legacy Tower Office

Jose San Roman is a financial advisor at UBS Financial Services with one year of industry experience. He holds the Series 66 designation and has worked in various roles including positions at Consolidated Asset Management Services LLC and involvement with La Calle Tacos and The Club at Carlton Woods. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a broad range of capital markets activities.

Robert Senter III is a financial advisor at UBS Financial Services in Plano, TX, with 15 years of industry experience and a Series 66 designation. He has worked at UBS and Bank of America since 2015. Outside of his advisory role, he is involved in managing investment LLCs focused on oil and gas as well as ownership interests in Dog Haus franchise ventures. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, offering financial planning, portfolio management, and access to mutual funds and alternative products. The firm integrates institutional trading capabilities with wealth management and uses proprietary research and model-based asset allocations to tailor investment strategies.

Teri Sundberg is a financial advisor at UBS Financial Services in Plano, TX, with 21 years of industry experience. She holds the Series 66 designation and has worked at Merrill and UBS Financial Services since 2005. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides fee-based financial planning, portfolio management, and access to a wide range of capital markets services.

Lauren Snowden is a Series 66 licensed financial advisor with nine years of experience at UBS Financial Services in Plano, TX. Prior to joining UBS in 2017, she worked at Trader Joe's for five years. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides fee-based financial planning, portfolio management, and distributes proprietary research while operating as a broker-dealer, investment adviser, and futures commission merchant.

Shawn Nicholas is a financial advisor at UBS Financial Services in Plano, TX, with 34 years of industry experience. He has been with UBS since 1993 and holds Series 63 and Series 65 licenses. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings, including fee-based financial planning and discretionary portfolio management. The firm integrates institutional trading capabilities with wealth management services and employs proprietary research to tailor plans to clients' goals and risk tolerances.

Ira Kravitz is a financial advisor with UBS Financial Services in Plano, Texas, holding Series 63 and Series 65 credentials and 44 years of industry experience. He has been with UBS Financial Services since 2008. Outside of his advisory role, he is involved in estate planning through entities such as The Tobster Irrevocable Trust and Tobster Limited Partnership. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings. The firm employs proprietary research and model-based asset allocation to tailor financial plans to clients’ goals and risk tolerances.

Diarvonda Ransom is a financial advisor at UBS Financial Services with 14 years of industry experience. She holds Series 63 and Series 65 credentials and has previously worked at Charles Schwab & Co., Inc., Prospera Financial Services, and Hilltop Securities. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor financial plans to clients’ goals and risk tolerances.

Mark Hagan is a financial advisor with UBS Financial Services in Plano, TX, holding Series 63 and Series 65 licenses and possessing 29 years of industry experience. He has been with UBS since 1999. Outside of his advisory role, Hagan serves as president and chairman of the board for Emily's Place, a faith-based housing ministry for battered women, and is a board member of the East Texas Communities Foundation, where he participates in strategic planning and marketing. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory services, leveraging proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm offers a broad range of capabilities, including institutional trading and wealth management services.

Michael Picco is a financial advisor at UBS Financial Services with 40 years of industry experience. He has been with UBS since 1986 and holds Series 63 and Series 65 designations. UBS Financial Services Inc. serves individual, corporate, and institutional clients by offering brokerage and investment advisory services, including financial planning, portfolio management, and mutual fund distribution. The firm combines institutional trading capabilities with wealth management through its broader platform of capital markets and research resources.

Patrick M. Evans is a financial advisor at UBS Financial Services with 30 years of industry experience. He has been with UBS since 2000 and holds Series 63 and Series 65 licenses. Evans serves on the Dean's Advisory Council for the LSU EJ Ourso College of Business, advising and supporting the Dean's initiatives. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.

Grace Ku is a financial advisor with UBS Financial Services in Plano, TX, holding a Series 66 designation and 16 years of industry experience. Her career includes roles at JPMorgan Chase Bank, N.A., and J.P. Morgan Securities Inc., where she has worked since 2010. UBS Financial Services serves individual, corporate, and institutional clients through a broad range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services. The firm uses proprietary research and model-based asset allocations to tailor investment strategies to client goals and risk tolerances.

Steve Herrmann is a financial advisor at UBS Financial Services with 42 years of industry experience. He has been with UBS since 2010 and holds a Series 63 designation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a range of brokerage and investment advisory services, combining model-based asset allocations and proprietary research to tailor financial plans. The firm operates with a broad platform that includes institutional trading, wealth management, and capital markets services.

Dean Simmons is a financial advisor at UBS Financial Services with eight years of industry experience. He holds Series 63 and Series 65 licenses. Prior to joining UBS in 2022, he worked at Fidelity Brokerage Services LLC and Rockgate Financial Partners. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and relies on proprietary research and model-based asset allocations to tailor strategies to clients' goals and risk tolerances.

Michael Mc Means is a financial advisor with UBS Financial Services in Plano, TX. He holds Series 63 and Series 66 licenses and has three years of industry experience, including prior roles at Goldman Sachs. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services. The firm combines institutional trading capabilities with wealth management, offering fee-based financial planning, discretionary and non-discretionary portfolio management, and access to proprietary research and capital markets services.

Tony Harvey is a financial advisor with UBS Financial Services in Plano, TX, holding a Series 66 designation and 26 years of industry experience. He has been with UBS Financial Services since 2008. Outside of his advisory role, he is involved with WorldVentures Marketing LLC. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory offerings, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management services supported by proprietary research and capital market models.