Santa Barbara, CA E. Carrillo St. Office

Ben Tucker is a Series 66-licensed financial advisor with UBS Financial Services in Santa Barbara, CA, with 20 years of industry experience. He previously worked at Merrill for nine years before joining UBS in 2015. Tucker serves on the board of directors for the MIT Enterprise Forum, Central Coast, where he is involved in event planning for educational forums. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, combining institutional trading capabilities with wealth management to provide tailored investment solutions.

Grace Hardin is a Series 66–licensed financial advisor at UBS Financial Services with one year of industry experience. Prior to joining UBS, she worked at The Ritz-Carlton Hotel Company for two years. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services supported by proprietary research and model-based asset allocations.

Misael Marcial Palomares is a financial advisor at UBS Financial Services with two years of industry experience. He holds a Series 66 designation and has been with UBS since 2022. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and leverages proprietary research and model-based asset allocations to tailor investment strategies.

Patrick Flood is a financial advisor at UBS Financial Services with 32 years of industry experience. He has worked at UBS since 2014. Outside of his advisory role, he is involved in managing vacation rental properties through an LLC he co-manages with his wife. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary research and model-based asset allocations to tailor financial plans to clients' goals and risk tolerances.

Mark Brenner is a financial advisor with UBS Financial Services who holds Series 63 and Series 65 licenses and has 40 years of industry experience. He joined UBS in 2021 after spending 12 years at Merrill. UBS Financial Services Inc. serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, combining institutional trading capabilities with wealth management offerings to tailor solutions based on proprietary research and model-based asset allocations.

John Mcgovern is a financial advisor with UBS Financial Services in Santa Barbara, CA, holding a Series 63 designation and 39 years of industry experience. He has been with UBS since 1990. Outside of advising, he owns Big Johnny's Motorcars, a business specializing in buying, selling, and renting vintage cars, and he is also involved in horse training through Malavia Farms. UBS Financial Services serves individual, corporate, and institutional clients, offering brokerage and investment advisory services including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, supported by proprietary research and a broad range of capital markets activities.

Ryan Mcclellan is a financial advisor with UBS Financial Services in Santa Barbara, CA, holding Series 63 and Series 66 designations and having 26 years of industry experience. He has worked at UBS since 2008 and had a brief tenure at Lehman Brothers in 2008. He serves as a member of the investment committee for the Santa Monica - Malibu Education Foundation. UBS Financial Services Inc. serves individual, corporate, and institutional clients through a blend of brokerage and investment advisory offerings, utilizing proprietary capital market assumptions and model-based asset allocations to tailor plans to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management services and offers a broad range of financial products and capital markets services.

Christopher Morency is a financial advisor with UBS Financial Services in Santa Barbara, CA. He holds a Series 63 designation and has 31 years of industry experience, including 15 years at UBS. UBS Financial Services serves individual, corporate, and institutional clients with a combination of brokerage and investment advisory services. The firm utilizes proprietary capital market assumptions and research from its Chief Investment Office and UBS Global Research to tailor investment plans and offers a range of services including fee-based financial planning, portfolio management, and capital markets activities.

Harrison Croff is a financial advisor at UBS Financial Services in Santa Barbara, CA, holding a Series 66 designation with 13 years of industry experience. He has been with UBS since 2015. Outside of his advisory work, he is a partner at Croff & Croff, a business providing support for wine brokerage companies, and serves as an officer for The Gretler Foundation, a charitable organization. UBS Financial Services serves individual, corporate, and institutional clients through a range of brokerage and advisory services, combining institutional trading capabilities with wealth management to tailor investment solutions based on proprietary research and market analysis.

Rachael Stiny is a financial advisor at UBS Financial Services with six years of industry experience. She holds a Series 66 designation and has worked at UBS since 2018. Prior to UBS, she was involved with Rightscorp and Progeny Petroleum. Outside of advising, she serves as Corporate Secretary and assists with clerical support at Rightscorp, a company focused on copyright compliance in the entertainment industry. UBS Financial Services serves individual, corporate, and institutional clients through a combination of brokerage and investment advisory offerings. The firm integrates proprietary research and model-based asset allocations to tailor financial plans and provides a broad range of capital markets and wealth management services.

Christopher Gallo is a financial advisor at UBS Financial Services with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has been with UBS since 2016. Gallo serves as an advisory board member for the Hope District School, providing financial advice. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining proprietary research and model-based asset allocations with institutional trading capabilities.

Frederick Burrows is a financial advisor at UBS Financial Services with 43 years of industry experience. He holds Series 63 and Series 66 designations and has been with UBS since 2015. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client solutions.

Shawn Hill is a financial advisor with UBS Financial Services, holding a Series 66 credential and 19 years of industry experience. His prior experience includes roles at Merrill and Citigroup Global Markets. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory services, combining wealth management with institutional trading capabilities and research from its Chief Investment Office and global teams.