West Des Moines, IA Jordan Creek Parkway Office

Steven Duesenberg is a CFP® professional with 44 years of industry experience, currently serving as a financial advisor at UBS Financial Services since 1988. He holds Series 63 and Series 65 licenses and has a passive interest in Duesenberg Associates, a partnership. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, combining proprietary research and model-based asset allocations to tailor financial plans. The firm operates with a broad platform including capital markets services, fiduciary financial planning, and institutional trading capabilities.

Charles Hartlieb is a financial advisor at UBS Financial Services with 23 years of industry experience. He has been with UBS since 2008 and holds Series 63 and Series 65 licenses. Hartlieb has served on a board committee for the University of Iowa Alumni Association, focusing on fundraising activities. UBS Financial Services provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering fee-based financial planning, portfolio management, and access to alternative products. The firm integrates institutional trading capabilities with wealth management through proprietary research and a broad range of capital markets services.

Spencer Cox is a financial advisor at UBS Financial Services with 12 years of industry experience. He previously worked at Morgan Stanley Private Bank and Morgan Stanley from 2015 to 2020. Outside of his advisory role, he serves on the boards of the Downtown Economic Development Council, the Des Moines Golf and Country Club, and the St. Vincent de Paul 100 Year Committee. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and advisory services, combining institutional trading capabilities with wealth management. The firm uses proprietary research and model-based asset allocations to tailor investment strategies aligned with clients’ goals and risk tolerances.

James Spooner is a financial advisor with UBS Financial Services in West Des Moines, Iowa, holding a Series 63 designation and 40 years of industry experience. He has been with UBS since 1989. Outside of advisory work, he owns an agricultural and livestock farm investment business and serves on the Board of Directors for Citizens First National Bank. He also holds the position of President for the Des Moines Area Community College Foundation. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, combining institutional trading capabilities with wealth management services. The firm provides customized financial planning and portfolio management supported by proprietary research and a wide platform of capital markets and banking services.

Amanda Jackson is a financial advisor at UBS Financial Services with 23 years of industry experience. She holds a Series 66 designation and has been with UBS since 2006. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and advisory offerings, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and utilizes proprietary research and model-based asset allocations to tailor client plans.

Brooke Sandstoe is a financial advisor with UBS Financial Services in West Des Moines, IA, holding a Series 66 designation and four years of industry experience. Prior to joining UBS in 2026, she held roles at Principal Life Insurance Company and Principal Financial Services, among others. In addition to her advisory duties, she supports client service work and portfolio model design as private staff for Bradley Brown. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, utilizing proprietary research and model-based asset allocations tailored to clients’ goals and risk tolerances. The firm combines institutional trading capabilities with wealth management, offering a wide range of capital markets services and fee-based financial planning.

Wynn Walters is a financial advisor with UBS Financial Services in West Des Moines, IA, holding Series 63 and Series 66 registrations and bringing 28 years of industry experience. He has been with UBS since 2006. Outside of advisory work, he is involved in proofreading and court reporting activities for multiple reporting firms. UBS Financial Services serves individual, corporate, and institutional clients through brokerage and investment advisory services, offering fee-based financial planning, portfolio management, and access to a range of mutual funds and alternative products. The firm combines institutional trading capabilities with wealth management services and provides research-driven advice tailored to clients’ goals and risk tolerances.

Scott Jackson is a financial advisor at UBS Financial Services with 12 years of industry experience. He has been with UBS since 2013 and holds the Series 66 designation. He participates occasionally in virtual meetings with an investment management company but does not hold a formal role there. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based asset allocations to tailor client plans.

Trevor Shaner is a financial advisor at UBS Financial Services with 33 years of industry experience. He has been with UBS since 1992 and holds Series 63 and Series 65 designations. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory services, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses research from its Chief Investment Office and UBS Global Research to tailor client strategies.

Thomas Zambrano is a financial advisor with UBS Financial Services in West Des Moines, IA, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. He has been with UBS since 2006. Zambrano serves on the board of a youth travel baseball organization, Jr Rocks Baseball, reflecting involvement in community activities outside of his advisory work. UBS Financial Services provides a broad range of brokerage and advisory services to individual, corporate, and institutional clients, leveraging proprietary research and model-based asset allocations. The firm combines institutional trading capabilities with wealth management and acts as a broker-dealer, investment adviser, and futures commission merchant.

Jared Clauss is a financial advisor with UBS Financial Services in West Des Moines, IA, holding a Series 66 designation and 17 years of industry experience. He has been with UBS since 2008. Outside of his advisory role, he contributes weekly football commentary through a digital sports website. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and investment advisory services, including financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services and uses proprietary research and model-based allocations to tailor strategies to clients’ goals and risk tolerances.

James Morris is a CFA® charterholder and Series 63 licensee with two years of experience in the financial industry. He has worked at UBS Financial Services since 2024 and previously held roles at Principal Financial Group, GreenState Credit Union, and briefly with the Dallas Cowboys. UBS Financial Services Inc. provides brokerage and investment advisory services to individual, corporate, and institutional clients, offering financial planning, portfolio management, and a broad range of investment products. The firm combines institutional trading capabilities with wealth management and delivers advisory services through a network of Financial Advisors using proprietary research and model-based asset allocations.

Robert Chleborad is a CFA® charterholder with 31 years of industry experience, currently serving as a financial advisor at UBS Financial Services since 2011. He is based in West Des Moines, IA, and holds Series 63 and Series 65 licenses. Outside of his advisory role, he participates in the Finance Council for St. Pius X Catholic Church and will join the investment committee of the Catholic Foundation of Southwest Iowa in 2026. UBS Financial Services serves individual, corporate, and institutional clients with a range of brokerage and advisory offerings, combining institutional trading capabilities with wealth management services. The firm utilizes proprietary capital market assumptions and model-based asset allocations to tailor financial plans and portfolio management to clients’ goals and risk tolerances.

Joel Shaner is a financial advisor at UBS Financial Services with a Series 66 designation. He joined UBS in 2025 after six years at Tim Ford State Farm Insurance Agency and has previous experience in education at the University of Northern Iowa and Valley High School. In his spare time, he collaborates with a friend to produce music that is distributed on streaming platforms. UBS Financial Services serves individual, corporate, and institutional clients by combining brokerage and investment advisory services, including financial planning and portfolio management. The firm integrates institutional trading capabilities with wealth management, supported by proprietary research and comprehensive capital markets services.

Ashley Peter is a financial advisor with UBS Financial Services in West Des Moines, IA, holding Series 63 and Series 65 credentials and 16 years of industry experience. He has been with UBS Financial Services since 2011. UBS Financial Services Inc. serves individual, corporate, and institutional clients through brokerage and investment advisory offerings, including fee-based financial planning and portfolio management. The firm combines institutional trading capabilities with wealth management services, utilizing proprietary research and model-based asset allocations to tailor plans to clients’ goals and risk tolerances.