UIS Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
4
Advisors
1
of 1 employees
About
UIS Investment Management LLC provides discretionary asset management services to individuals and high‑net‑worth clients, documenting each client’s goals, time horizon, and risk tolerance to create tailored investment programs. The firm reports approximately $8 million in non‑regulatory assets under management and does not impose a minimum to open an account.
Investment decisions draw on a mix of fundamental, technical, charting and sentiment analysis and may include long‑ and short‑term positions, trading, option strategies, margin trading, leveraged ETFs and investments in foreign securities. Clients complete a profile documenting objectives and risk tolerance, and the adviser is authorized to trade on a discretionary basis to implement the agreed strategy.
Noteworthy operational practices disclosed in the brochure include internal oversight of account reviews, a policy to manage each account separately without aggregating client trades, and a practice of not voting client proxies (clients receive proxy materials directly). The firm also states it does not receive external compensation or recommend other advisors, and provides custodial account statements and quarterly reviews.
Client services
Expertise
Fee options
1.0% annually (quarterly billed at 0.25%)
Main office
Mason OH
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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