Ujjval Investments, LLC

Ujjval Investments, LLC is a small, independent advisory firm serving individual investors, trusts, and business entities; the firm manages roughly $9.4 million for a limited client base and offers discretionary portfolio management for brokerage, IRA, and similar accounts. The sole portfolio manager handles investment decisions and implements allocations across individual stocks, bonds, ETFs and other securities, and the firm generally does not use mutual funds.

The firm follows an active, business‑focused investment approach that emphasizes companies with durable competitive advantages, conservative balance sheets, and a multi‑year holding horizon, often resulting in relatively concentrated portfolios. Clients receive ongoing discretionary management, regular monitoring, and annual letters and performance reports; the manager also co‑invests alongside client portfolios and the firm uses a single custodian relationship for account access and execution.

What distinguishes this firm from many peers is that it publicly presents performance results and offers a performance‑based fee option alongside a standard AUM fee, with eligibility criteria and performance calculation methodology disclosed in the brochure. The firm computes returns on a time‑weighted basis, provides detailed invoices that compare portfolio returns to benchmark indices, and notes it will decline engagements when its approach is not an appropriate fit.