Ulland Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Ulland Investment Advisors serves individual and institutional clients — including trusts, pension and profit‑sharing plans, banks, and private investment entities — by providing discretionary investment supervisory and portfolio management services as its sole fee‑based offering. The firm charges percentage‑of‑assets fees and reports approximately $440.1 million in discretionary assets under management.
The firm’s investment process emphasizes fundamental analysis, supplemented by technical and cyclical methods, and it offers five strategies: Intelligent Blend, Defensive Growth, and three fixed‑income strategies that focus largely on preferred securities, investment‑grade fixed income, and short‑term U.S. Treasuries. Ulland accepts discretionary authority, aggregates trades for execution, uses broker‑provided research (soft dollars), and delivers quarterly account reports and performance reviews calculated on a time‑weighted basis.
Notably, the firm discloses and publishes performance information and references third‑party ratings in its materials, and — although it does not promote a margin trading strategy — it will implement and maintain margin/borrowing in client accounts upon request. Ulland also disclosed a recent Minnesota Department of Commerce settlement regarding the registration of certain representatives; the firm stated the matter did not allege fraud or client loss and that the representatives have been registered.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% annually $2,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually $0+: 0.25% annually (Intelligent Fixed Income GOV strategy flat rate)
Account minimum: $500,000 but has the option to waive the required minimum in special circumstances Fee-only: Fee income based solely on percentage of assets under management; no hourly, fixed, subscription, commissions, or performance fees.
Main office
4550 Ids Center, 80 S 8th Street
Minneapolis MN 55402
Advisors at this office
3
Most active in
California · Florida · Louisiana · Minnesota · New Hampshire · Texas · Wisconsin
Also doing business as
Ulland Investement Advisors, LLC · Ulland Investment Advisors · Ulland Investment Advisors Inc · Ulland Investment Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
James S
Series 65
Minneapolis, MN
Ulland Investment Advisors, LLC
James Skjong is a financial advisor at Ulland Investment Advisors, LLC in Minneapolis, MN, holding a Series 65 designation. He has been with the firm since 2005, accumulating 21 years of industry experience. Ulland Investment Advisors provides discretionary investment supervisory and portfolio management services to individual and institutional clients, including trusts, pension and profit-sharing plans, banks, and private investment entities. The firm’s investment approach emphasizes fundamental analysis supplemented by technical and cyclical methods and offers a range of strategies including equity blends and fixed-income options.
Nathaniel B
CFA®, Series 65
Minneapolis, MN
Ulland Investment Advisors, LLC
Nathaniel Beebe is a financial advisor with Ulland Investment Advisors, LLC in Minneapolis, MN. He holds the CFA® designation and Series 65 license and has been with the firm since 2011. Ulland Investment Advisors provides investment supervisory services to individual and institutional clients, managing discretionary portfolios across multiple strategies. The firm’s investment process combines fundamental analysis with technical and cyclical tools and includes equity and fixed-income strategies, with notable practices such as using third-party credit ratings to define investment grade and offering margin borrowing on client accounts.
Jared P
CFA®, Series 63
Minneapolis, MN
Ulland Investment Advisors, LLC
Jared Plotz is a financial advisor at Ulland Investment Advisors, LLC in Minneapolis, MN. He holds the CFA® designation and Series 63 license and has been with Ulland since 2017, previously working at Cornerstone Capital Management, LLC from 2013 to 2016. Ulland Investment Advisors provides investment supervisory services to individual and institutional clients, managing discretionary portfolios across multiple strategies with an emphasis on fundamental analysis supplemented by technical and cyclical tools. The firm offers equity and fixed-income strategies and includes practices such as borrowing on managed accounts and routine performance reporting that distinguish it among similar firms.
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